Zachary M. Cole

WEALTHCARE ASSET MANAGEMENT

Springfield, MO 65804

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CRD#: 7476071

Professional summary

Zachary M Cole, who also goes by Zach M Cole, is a registered financial advisor currently at WEALTHCARE ASSET MANAGEMENT, LLC located in Springfield, Missouri.

Zachary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Zachary has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Zach M Cole

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AMERICAN TAX STRATEGIES, LLC; INVESTMENT RELATED; INSURANCE AGENT; START DATE 05/2025; SPRINGFIELD, MO;APPROX 5%OF TIME

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary M Cole's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2025 - Present

WEALTHCARE ASSET MANAGEMENT, LLC

Office #1: 2847 S. Ingram Mill Road Suite B102, Springfield, MO 65804

RIA

CRD#: 170382

Springfield, MO

Past

February 25, 2025 - August 22, 2025

HEIM, YOUNG & ASSOCIATES, INC.

CRD#: 38993

SPRINGFIELD, MO

Past

March 17, 2022 - November 20, 2024

U.S. BANCORP INVESTMENTS, INC.

RIA

CRD#: 17868

Springfield, MO

Past

February 11, 2022 - November 20, 2024

U.S. BANCORP INVESTMENTS, INC.

CRD#: 17868

Springfield, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WEALTHCARE ASSET MANAGEMENT, LLC

JAMES WATTS, AMERICAN TAX STRATEGIES, LLC INSURANCE AGENCY | WEALTHCARE, LLC | WEALTHCARE TAX ADVISORS, LLC | WEALTHCARE ASSET MANAGEMENT, LLC | SAVINGYOUTAXES.COM

CRD#: 170382 / SEC#: 801-129104

RIA

Registered Investment Advisory firm - (11/27/2023 Approved)

California

Registered Investment Advisory firm - (12/28/2023 Terminated)

Missouri

Registered Investment Advisory firm - (11/28/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(11/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/17/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/11/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/30/2021

Securities Industry Essentials Examination

Current Firm

WEALTHCARE ASSET MANAGEMENT, LLC

JAMES WATTS, AMERICAN TAX STRATEGIES, LLC INSURANCE AGENCY | WEALTHCARE, LLC | WEALTHCARE TAX ADVISORS, LLC | WEALTHCARE ASSET MANAGEMENT, LLC | SAVINGYOUTAXES.COM

CRD#: 170382 / SEC#: 801-129104

RIA

Registered Investment Advisory firm - (11/27/2023 Approved)

California

Registered Investment Advisory firm - (12/28/2023 Terminated)

Missouri

Registered Investment Advisory firm - (11/28/2023 Terminated)

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Contact information

Main Address

2847 S. Ingram Mill Road Suite B102, Springfield, MO 65804

Mailing Address

Phone number

(417) 865-0936

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A & 2B SEC (4/24/2025)

FORM ADV 2B ERIC BURLISON (2/26/2025)

Regulatory assets under management

Total Number of Accounts	832
AUM (Assets Under Management)	$ 161,175,824

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Zachary M. Cole

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Zachary M Cole's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTHCARE ASSET MANAGEMENT, LLC

HEIM, YOUNG & ASSOCIATES, INC.

U.S. BANCORP INVESTMENTS, INC.

U.S. BANCORP INVESTMENTS, INC.

Primary Firm SEC Registration

WEALTHCARE ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/17/2022

Series 7TO

Date: 2/11/2022

SIE

Date: 12/30/2021

Current Firm

WEALTHCARE ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WEALTHCARE ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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