RR
Rachel M. Reinke
OATH PLANNING
ROUND ROCK, TX 78681
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CRD#: 7476007
RR
Professional summary
Rachel Marie Reinke is a registered financial advisor currently at OATH PLANNING, LLC located in Round Rock, Texas.
Rachel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Rachel has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OATH LAW, NON-INVESTMENT RELATED, 1 CHISHOLM TRAIL ROAD, SUITE 450, ROUND ROCK, TX, LAW FIRM, ATTORNEY, SINCE AUGUST 2021, DEVOTES APPROXIMATELY 65 HOURS PER MONTH MOST OF WHICH ARE DURING SECURITIES TRADING HOURS. DUTIES INCLUDE WORKING WITH CLIENTS ON ESTATE PLANNING, TRUSTS AND WILLS.
CRS (Client Relationship Summary) - RIA
Click below to view Rachel Marie Reinke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2021 - Present
OATH PLANNING, LLC
Office #1: 1 Chisholm Trail Road Suite 450, Round Rock, TX 78681RIA
CRD#: 299187
ROUND ROCK, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OP
OATH PLANNING, LLC
OATH PLANNING, LLC
CRD#: 299187 / SEC#: 801-128168
RIA
Registered Investment Advisory firm - (6/16/2023 Approved)Arkansas
Registered Investment Advisory firm - (6/26/2023 Terminated)Colorado
Registered Investment Advisory firm - (6/23/2023 Terminated)Oklahoma
Registered Investment Advisory firm - (6/22/2023 Terminated)Tennessee
Registered Investment Advisory firm - (6/22/2023 Terminated)Texas
Registered Investment Advisory firm - (6/22/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(12/3/2021)
Current Firm
OP
OATH PLANNING, LLC
OATH PLANNING, LLC
CRD#: 299187 / SEC#: 801-128168
RIA
Registered Investment Advisory firm - (6/16/2023 Approved)Arkansas
Registered Investment Advisory firm - (6/26/2023 Terminated)Colorado
Registered Investment Advisory firm - (6/23/2023 Terminated)Oklahoma
Registered Investment Advisory firm - (6/22/2023 Terminated)Tennessee
Registered Investment Advisory firm - (6/22/2023 Terminated)Texas
Registered Investment Advisory firm - (6/22/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1214 East 33rd Street, Tulsa, OK 74105
Mailing Address
Phone number
(918) 200-9094
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 838 |
| AUM (Assets Under Management) | $ 200,568,164 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
