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CH

Cole B. Horstmann

COMMERCIAL TRUST FINANCIAL SERVICES
FAYETTE, MO 65248
Some features on this profile are disabled
CRD#: 7475731
CH

Professional summary

Cole Benjamin Horstmann is a registered financial advisor currently at COMMERCIAL TRUST FINANCIAL SERVICES located in Fayette, Missouri and LPL FINANCIAL LLC located in Fayette, Missouri.

Cole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Cole has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Benjamin Horstmann's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 23, 2026 - Present

COMMERCIAL TRUST FINANCIAL SERVICES

Office #1: 119 N Main St, Fayette, MO 65248
RIA
CRD#: 337704
FAYETTE, MO
Current

September 20, 2022 - Present

LPL FINANCIAL LLC

Office #1: 119 N Main St, Fayette, MO 65248
RIA
BD
CRD#: 6413
Fayette, MO
Past

May 22, 2023 - May 6, 2026

CONVERGENCE FINANCIAL

RIA
CRD#: 304146
Fayette, MO
Past

January 20, 2023 - May 23, 2023

LPL FINANCIAL LLC

RIA
CRD#: 6413
FORT MILL, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Missouri
(1/20/2023)
IAR
Missouri
(3/23/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/19/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/20/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 4/18/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

CT
COMMERCIAL TRUST FINANCIAL SERVICES
COMMERCIAL TRUST FINANCIAL SERVICES | COMMERCIAL TRUST WEALTH MANAGEMENT, LLC

CRD#: 337704 / SEC#: 801-135471

RIA
Registered Investment Advisory firm - (3/4/2026 120-Day Approval)
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Contact information

Main Address
119 N Main St, Fayette, MO 65248
Mailing Address
Phone number
(660) 248-2223
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (1 States and Territories)

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Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE- COMMERCIAL TRUST FINANCIAL SERVICES (2/1/2026)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COMMERCIAL TRUST FINANCIAL SERVICES

CRD#: 337704Fayette, MO 65248

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