Shawn R. Stressman

CONVERT FINANCIAL SERVICES LLC

Mt Pleasant, MI

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CRD#: 7475511

Professional summary

Shawn Robert Stressman is a registered financial advisor currently at CONVERT FINANCIAL SERVICES LLC located in Mt Pleasant, Michigan.

Shawn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Shawn has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Manager of CHPM, PC - Independent Retail Pharmacies President of Stressman CPA PLLC - Tax Preparation and Bookkeeping Services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Robert Stressman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2022 - Present

CONVERT FINANCIAL SERVICES LLC

RIA

CRD#: 317759

Mt Pleasant, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(1/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/12/2020

Uniform Investment Adviser Law Examination

Current Firm

CONVERT FINANCIAL SERVICES LLC

CRD#: 317759 / SEC#:

Michigan

Registered Investment Advisory firm - (1/3/2022 Approved)

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Contact information

Main Address

Mt Pleasant, MI

Mailing Address

Phone number

(989) 444-9728

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 1,459,856

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shawn R. Stressman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shawn Robert Stressman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONVERT FINANCIAL SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/12/2020

Current Firm

CONVERT FINANCIAL SERVICES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONVERT FINANCIAL SERVICES LLC

TRUST BUT VERIFY

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