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Christopher S. Pierce

HFM WEALTH MANAGEMENT
WEST HARTFORD, CT 06107
Some features on this profile are disabled
CRD#: 7475386
CP

Professional summary

Christopher Shaw Pierce, who also goes by Christopher S Pierce, is a registered financial advisor currently at HFM WEALTH MANAGEMENT located in West Hartford, Connecticut.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Christopher has worked at 1 firm and has passed the Series 3 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Christopher S Pierce

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Shaw Pierce's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 21, 2021 - Present

HFM WEALTH MANAGEMENT

Office #1: 65 Lasalle Road Ste 307, West Hartford, CT 06107
RIA
CRD#: 105039
WEST HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HFM WEALTH MANAGEMENT
HARTFORD FINANCIAL MANAGEMENT INC | HFM WEALTH MANAGEMENT

CRD#: 105039 / SEC#: 801-33701

RIA
Registered Investment Advisory firm - (2/6/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(12/21/2021)

Exams

General Industry/Product Exam
RR
Series 3
Date: 7/6/2010
National Commodity Futures Examination

Current Firm

HW
HFM WEALTH MANAGEMENT
HARTFORD FINANCIAL MANAGEMENT INC | HFM WEALTH MANAGEMENT

CRD#: 105039 / SEC#: 801-33701

RIA
Registered Investment Advisory firm - (2/6/1989 Approved)
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Contact information

Main Address
65 Lasalle Road Ste 307, West Hartford, CT 06107
Mailing Address
Phone number
(860) 241-0028
Established
Firm type
Fiscal year end
# of Employees
10

SEC notice filing (12 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A DTD 2025 MARCH 27 (3/27/2025)

Regulatory assets under management

Total Number of Accounts186
AUM (Assets Under Management)$ 712,971,742

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HFM WEALTH MANAGEMENT

CRD#: 105039West Hartford, CT 06107

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