James J. Herrman

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CRD#: 7475351

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Joseph Herrman was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 2022. James had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

James Herrman is a Senior Treasury Analyst at UMBF and has worked there since August 2016. UMBF is located in Kansas City, MO and his primary duties are data analysis for the purpose of storytelling and visualizations for decision making. This activity accounts for approximately 4 hours per week of which 2 are during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 16, 2022 - December 31, 2023

ARROW FINANCIAL PLANNING

RIA

CRD#: 317721

RAYTOWN, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

ARROW FINANCIAL PLANNING

CRD#: 317721 / SEC#:

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Contact information

Main Address

Raytown, MO

Mailing Address

Phone number

(816) 589-2580

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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