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AN

Andre H. Norman

OPENCASH
Houston, TX 77058
Some features on this profile are disabled
CRD#: 7474743
AN

Professional summary


Andre Horraine Norman, who also goes by Andre Norman, is a registered financial professional currently at OPENCASH located in Houston, Texas.

Andre is registered as a RR (Registered Representative) and started their career in finance in 2022. Andre has worked at 1 firm and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Andre Norman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Andre Horraine Norman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 22, 2022 - Present

OPENCASH

Office #1: 1120 Nasa Parkway Suite 220c, Houston, TX 77058
BD
CRD#: 317007
Houston, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(10/7/2025)
RR
Alaska
(10/28/2025)
RR
California
(10/9/2025)
RR
Colorado
(9/19/2025)
RR
Connecticut
(9/17/2025)
RR
Delaware
(10/8/2025)
RR
District of Columbia
(10/20/2025)
RR
Idaho
(10/17/2025)
RR
Iowa
(9/29/2025)
RR
Kansas
(9/29/2025)
RR
Kentucky
(10/6/2025)
RR
Louisiana
(10/27/2025)
RR
Maine
(10/7/2025)
RR
Minnesota
(10/21/2025)
RR
Mississippi
(10/28/2025)
RR
Montana
(10/1/2025)
RR
Nebraska
(10/8/2025)
RR
Nevada
(9/29/2025)
RR
North Carolina
(9/30/2025)
RR
Ohio
(9/29/2025)
RR
Oklahoma
(10/7/2025)
RR
Oregon
(10/14/2025)
RR
Pennsylvania
(9/17/2025)
RR
Rhode Island
(9/30/2025)
RR
South Carolina
(9/30/2025)
RR
Tennessee
(10/10/2025)
RR
Texas
(6/30/2023)
RR
Utah
(9/30/2025)
RR
Vermont
(10/7/2025)
RR
Virgin Islands
(10/15/2025)
RR
Virginia
(10/21/2025)
RR
West Virginia
(10/9/2025)
RR
Wisconsin
(10/8/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 2/10/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/10/2022
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


OP
OPENCASH
OPENCASH | OPENCASH SECURITIES LLC

CRD#: 317007 / SEC#: , 8-70830

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information


Main Address
1120 Nasa Parkway Suite 220c, Houston, TX 77058
Mailing Address
521 W. Lancaster Ave Fl 2, Haverford, PA 19041
Phone number
(610) 909-5497
Established
Delaware since 07/19/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (33 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
OPENCASH FINANCE, INCOWNER
HUGHES, JOHN PATRICKPRESIDENT252597
NOSKOV, ALEXANDERCCO4133577
SPEZIALE, RICHARD SALVATOREFINOP1192739

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


OPENCASH

CRD#: 317007Houston, TX 77058

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