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Andre Horraine Norman

HOUSTON, TX
·CRD# 7474743·5 years experience

Professional Summary

Andre Horraine Norman, who also goes by Andre Norman, was a registered financial advisor. Andre was registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Andre had worked at 2 firms and has passed the Series 66, Series 63, Series 99TO, Series 7TO, SIE, Series 4 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andre Norman

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

5 years in the financial services industry

Current & Past Employments

Unknown Firm·
1100 Nasa Parkway Suite 201c, Houston, TX 77058
October 21, 2026 - Present
OPENCASH·CRD# 317007
BD
Haverford, PA
November 22, 2022 - December 16, 2025

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Current Firm

No current employment

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Gravity Securities LLC; investment related; 2751 San Nicolo Ln, League City, TX 77573; affiliated broker-dealer. Chief Executive Officer since 09/2026. Approximately 173 hours per month, including 91 hours during regular securities trading hours. Duties: executive management and oversight of the broker-dealer business. Gravity Financial Technologies, Inc.; not investment related; 2751 San Nicolo Ln, League City, TX 77573; technology holding and services company and parent of Gravity Securities LLC and Gravity Advisers LLC. President and Chief Executive Officer since 05/05/2026. Approximately 39 hours per month, none during securities trading hours. Duties: strategic oversight and supervision of technology, platform, and shared services provided to the affiliated firms. No cash compensation; equity ownership only; no transaction-based compensation. Norman Hospitality Group LLC; not investment related; League City, TX; hospitality company. Managing Member since 07/17/2025. Approximately 1 hour per month, none during securities trading hours. Duties: limited ownership and administrative oversight. No compensation. Time allocations are approximate and vary with business needs. Separately, approximately 100 hours per month, including 50 during regular securities trading hours, are devoted to Gravity Advisers LLC; these hours are not included in the other-business hours above.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(10/21/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Sep 2026About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2022About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 7TO — General Securities Representative Examination

Passed Jan 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2021About the SIE exam

Series 4 — Registered Options Principal Examination

Passed Jun 2022About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jan 2022About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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