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ES

Ekaterina A. Savinov

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CRD#: 7474573
ES

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ekaterina Alexandra Savinov, who also goes by Ekaterina Jaramillo, Kate Jaramillo, Ekaterina Savinova, Katya Savinova, was a registered financial professional .

Ekaterina is a previously registered financial professional and started their career in finance in 2022. Ekaterina had worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ekaterina Jaramillo | Kate Jaramillo | Ekaterina Savinova | Katya Savinova

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 1, 2022 - June 23, 2023

MONDEUM CAPITAL

BD
CRD#: 309574
Miami, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 9/19/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/30/2022
General Securities Representative Examination
General Industry/Product Exam

Current Firm


MC
MONDEUM CAPITAL
MONDEUM | MONDEUM CAPITAL, LLC | MONDEUM CAPITAL

CRD#: 309574 / SEC#: , 8-70542

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information


Main Address
27 Main Street Suite B, Southampton, NY 11968
Mailing Address
27 Main Street Suite B, Southampton, NY 11968
Phone number
+1 (833) 781-6338
Established
New York since 05/20/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MONDEUM FINANCIAL HOLDINGS INC.SOLE MEMBER
CLIFFORD, JOHN CHANDLERFINOP, PFO, ROP, POO2249584
HAXO, PRESTON WILLIAMCCO6267154
MILANI, MICHAEL JAMESCEO, EXECUTIVE REP3112957

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MONDEUM CAPITAL

CRD#: 309574

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