ES
Eric J. Sharp
CETERA INVESTMENT ADVISERS LLC
COVENTRY, CT 06238
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CRD#: 7473938
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Professional summary
Eric James Sharp, who also goes by Eric J Sharp, Eric Sharp, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Coventry, Connecticut and CETERA WEALTH SERVICES, LLC located in Coventry, Connecticut.
Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Eric has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Eric J Sharp | Eric Sharp
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SHARP INVESTMENTS LLC POSITION: Manager NATURE: From 2005 thru 2020 Sharp Investments LLC engaged in investment rental property purchase, sales, and management. In 2021, Sharp Investments LLC changed its business focus to Life Insurance Sales. Sharp Investments is now returning to Investment Property purchase/management however it has no properties at the moment. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/06/2005 ADDRESS: 555 Rte 32, PO Box 144, North Franklin CT 06254 DESCRIPTION: Currently no duties as there are no properties held 3) CAPTAIN HALE FINANCIAL POSITION: Financial Assistant NATURE: - Financial Advisor - retirement planning - financial planning-investment management- legacy planning- family risk planning-cash flow and debt management-education planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 11/24/2021 ADDRESS: 1776 Boston Turnpike, Coventry CT 06238 DESCRIPTION: Assistant to the Financial Advisor -Scheduling Appointments -Account Opening -Verify completed trades- Seek prospective businesses for retirement account opening - 4) COUR TAX CONSULTANTS POSITION: Tax Specialist NATURE: - Provide complete and accurate tax returns for Individuals and Businesses- Tax Planning- IRS Letter and tax notice assistance- Business services such as payroll, book keeping- Tax Payer Advocacy with IRS INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 01/01/2022 ADDRESS: 1776 Boston Turnpike, Coventry CT 06238 DESCRIPTION: Cour Tax Consultants does business as H&R Block - Provide complete and accurate tax returns for Individuals and Businesses- Appointment Scheduling- Daily cash out- Tax Payer Advocacy with IRS- Tax Planning 5) ADVISORY COMMITTEE TO CARING FAMILIES PREGNANCY SERVICES BOARD OF DIRECTORS POSITION: Member of the Advisory Committee to the Board NATURE: The Advisory committee provides input and suggestions to the Board of Directors based on their own personal experience in an effort to help further the goals and objectives of Caring Families in pursuit of its mission. The advisory committee has no governing power or fiduciary responsibility. It has no legal, executive, or administrative authority. Caring Families is a faith based non profit helping to empower individuals make informed decisions in life. Specifically providing spiritual, emotional, educational, and material support to individuals seeking help with pregnancy related issues. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/15/2022 ADDRESS: 37 Ivan Hill St, Willimantic CT 06226; DESCRIPTION: Attend meetings at least quarterly. Make recommendations to the board regarding strategic initiatives that can help grow and improve fund raising, community relations, programs, services, financial stewardship, as well as other various projects as presented. 6) COUR TAX CONSULTANTS DBA H&R BLOCK POSITION: Tax Specialist NATURE: Tax preparation services, tax advice INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 50 START DATE: 01/01/2021 ADDRESS: 1776 Boston Turnpike, Coventry CT 06238 DESCRIPTION: tax preparation tax advice tax letter resolution Tax consultations Scheduling
CRS (Client Relationship Summary) - RIA
Click below to view Eric James Sharp's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1776 Boston Turnpike, Coventry, CT 06238RIA
CRD#: 105644
COVENTRY, CT
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1776 Boston Turnpike, Coventry, CT 06238BD
CRD#: 13572
Coventry, CT
Past
December 14, 2023 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Coventry, CT
Past
August 8, 2022 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Coventry, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Connecticut(9/5/2025)
IAR
Connecticut(9/5/2025)
RR
Florida(9/5/2025)
RR
Maine(9/5/2025)
RR
Rhode Island(9/5/2025)
RR
West Virginia(9/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 8/8/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Coventry, CT 06238TRUST BUT VERIFY
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