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EO

Eelke R. Oosterhuis

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CRD#: 7473734
EO

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eelke Robert Jan Oosterhuis, who also goes by Eelke Oosterhuis, was a registered financial professional .

Eelke is a previously registered financial professional and started their career in finance in 2022. Eelke had worked at 1 firm and has passed the Series 63, Series 79TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Eelke Oosterhuis

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 28, 2022 - July 13, 2022

ABN AMRO SECURITIES (USA) LLC

BD
CRD#: 151796
NEW BRUNSWICK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/8/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/27/2022
Investment Banking Registered Representative Examination
General Industry/Product Exam

Current Firm


AA
ABN AMRO SECURITIES (USA) LLC
ABN AMRO SECURITIES (USA) LLC | MEESPIERSON SECURITIES LLC

CRD#: 151796 / SEC#: , 8-68398

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
303 George Street 3rd Floor, New Brunswick, NJ 08901
Mailing Address
303 George Street 3rd Floor, New Brunswick, NJ 08901
Phone number
(917) 284-6700
Established
Delaware since 01/28/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ABN AMRO CLEARING HOLDINGS USA LLCSHAREHOLDER
ALONGI, ROBERT PHILIP JRHEAD OPS2445170
DUINSTRA, BOUDEWIJNBOARD MEMBER
DWYER, PATRICK JOSEPHPRESIDENT & CEO4653391
LUO, ROGER ZHENYUANCHIEF FINANCIAL OFFICER5840881
TYRICHTROVA, MONIKA ALEXANDRACHIEF COMPLIANCE OFFICER4487708

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ABN AMRO SECURITIES (USA) LLC

CRD#: 151796

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