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HS

Hunter R. Schwimmer

AFFIANCE FINANCIAL
St. Louis Park, MN 55426
Some features on this profile are disabled
CRD#: 7473208
HS

Professional summary

Hunter R Schwimmer is a registered financial advisor currently at AFFIANCE FINANCIAL LLC located in St. Louis Park, Minnesota and PRIVATE CLIENT SERVICES, LLC located in St. Louis Park, Minnesota.

Hunter is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Hunter has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hunter R Schwimmer's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 24, 2024 - Present

AFFIANCE FINANCIAL LLC

Office #1: 600 Highway 169 South Suite 1750, St. Louis Park, MN 55426
RIA
CRD#: 113200
St. Louis Park, MN
Current

February 6, 2024 - Present

PRIVATE CLIENT SERVICES, LLC

Office #1: 600 Highway 169 South, St. Louis Park, MN 55426
RIA
BD
CRD#: 120222
St. Louis Park, MN
Past

November 28, 2023 - January 30, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
Minnetonka, MN
Past

May 30, 2023 - January 30, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
Minnetonka, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
AFFIANCE FINANCIAL LLC
AFFIANCE FINANCIAL | AFFIANCE FINANCIAL, LLC | AFFIANCE FINANCIAL LLC

CRD#: 113200 / SEC#: 801-78208

RIA
Registered Investment Advisory firm - (6/17/2013 Approved)
Minnesota
Registered Investment Advisory firm - (6/24/2013 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(2/6/2024)
IAR
Minnesota
(6/24/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/22/2023
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/30/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 2/4/2023
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

AF
AFFIANCE FINANCIAL LLC
AFFIANCE FINANCIAL | AFFIANCE FINANCIAL, LLC | AFFIANCE FINANCIAL LLC

CRD#: 113200 / SEC#: 801-78208

RIA
Registered Investment Advisory firm - (6/17/2013 Approved)
Minnesota
Registered Investment Advisory firm - (6/24/2013 Terminated)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
600 Highway 169 South Suite 1750, St. Louis Park, MN 55426
Mailing Address
Phone number
(952) 544-9818
Established
Firm type
Fiscal year end
# of Employees
25

SEC notice filing (26 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFFIANCE FORM ADV BROCHURE (2/23/2026)

Regulatory assets under management

Total Number of Accounts4,165
AUM (Assets Under Management)$ 1,371,764,900

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AFFIANCE FINANCIAL LLC

CRD#: 113200St. Louis Park, MN 55426

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