RT
Reid Trego
GOODWIN INVESTMENT ADVISORY
Woodstock, GA 30188
Some features on this profile are disabled
CRD#: 7472831
RT
Professional summary
Reid Trego, who also goes by Reid F Trego, is a registered financial advisor currently at GOODWIN INVESTMENT ADVISORY located in Woodstock, Georgia.
Reid is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Reid has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Reid F Trego
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Identity Wood Products Not investment-related, since 2024, one hour per month, silent owner. 5% ownership. Christy Trego also owns 5%. United Franchise Group Not investment-related, coaches existing franchisees, since 2023, 40 hours a week, during market hours. Reid Trego Coaching Not investment-related, provides consulting services to potential business franchisers and franchisees, since 2016, 2 hours per month during market hours. Partner, Trego Brothers, LLC Not investment-related, owns and manages farmland in Illinois, since 2020, 6 hours/month of work most of which are during market trading hours. Vice President, Frantz-Stewart, Inc. Director, Trego Farms, Inc. Owns and manages farmland in Illinois since 1995. For both of these entities, I am a silent partner and have no formal responsibilities on an ongoing basis.
CRS (Client Relationship Summary) - RIA
Click below to view Reid Trego's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 2, 2021 - Present
GOODWIN INVESTMENT ADVISORY
Office #1: 238 River Park N Dr., Woodstock, GA 30188RIA
CRD#: 131193
Woodstock, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GI
GOODWIN INVESTMENT ADVISORY
GOODWIN INVESTMENT ADVISORY | GOODWIN INVESTMENT ADVISORY, LLC
CRD#: 131193 / SEC#: 801-117942
RIA
Registered Investment Advisory firm - (1/16/2020 Approved)Georgia
Registered Investment Advisory firm - (2/21/2020 Terminated)Texas
Registered Investment Advisory firm - (1/28/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Georgia(12/2/2021)
Current Firm
GI
GOODWIN INVESTMENT ADVISORY
GOODWIN INVESTMENT ADVISORY | GOODWIN INVESTMENT ADVISORY, LLC
CRD#: 131193 / SEC#: 801-117942
RIA
Registered Investment Advisory firm - (1/16/2020 Approved)Georgia
Registered Investment Advisory firm - (2/21/2020 Terminated)Texas
Registered Investment Advisory firm - (1/28/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
238 River Park N Dr., Woodstock, GA 30188
Mailing Address
Phone number
(678) 741-2370
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 406 |
| AUM (Assets Under Management) | $ 344,435,070 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/02/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
