DS
David K. Shackelford
LONE PEAK ADVISERS
Draper, UT 84020-7150
Some features on this profile are disabled
CRD#: 7472279
DS
Professional summary
David K Shackelford, who also goes by David Kelroy Shackelford, is a registered financial advisor currently at LONE PEAK ADVISERS located in Draper, Utah and TRANSITIONAL BROKER LLC located in Draper, Utah.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. David has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Kelroy Shackelford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
David K Shackelford is a registered representative. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. LONE PEAK ADVISERS, LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to utilize the services any representative of LONE PEAK ADVISERS, LLC in such individual's outside capacity. Interior Design advisement company with family. Shackelford Interiors LLC. Charge a single payment fee for design of a house or room depending on size, $250 - $2000 DK Financial Network, Investment Related, 11650 South State Street, Suite 200 Draper UT 84020-7150, Position: President, 40 hours per month, duties are general financial consulting.
CRS (Client Relationship Summary) - RIA
Click below to view David K Shackelford's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 23, 2025 - Present
LONE PEAK ADVISERS
Office #1: 11650 South State Street Suite 200, Draper, UT 84020-7150RIA
CRD#: 296772
Draper, UT
Current
September 9, 2024 - Present
TRANSITIONAL BROKER LLC
Office #1: 11650 S. State Street, Suite 200, Draper, UT 84020BD
CRD#: 304313
Draper, UT
Past
December 19, 2022 - September 11, 2024
ONEAMERICA SECURITIES, INC.
BD
CRD#: 4173
Cottonwood Heights, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LP
LONE PEAK ADVISERS
CARTOGRAPH WEALTH | STONEFIELD WEALTH | PEPPERWOOD FINANCIAL | PCRA CONNECT | LONE PEAK ADVISERS, LLC | LONE PEAK ADVISERS, INC. | LONE PEAK ADVISERS | DK FINANCIAL NETWORK
CRD#: 296772 / SEC#: 801-127627
RIA
Registered Investment Advisory firm - (3/28/2023 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/16/2025)
RR
Utah(9/9/2024)
IAR
Utah(6/23/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/16/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LP
LONE PEAK ADVISERS
CARTOGRAPH WEALTH | STONEFIELD WEALTH | PEPPERWOOD FINANCIAL | PCRA CONNECT | LONE PEAK ADVISERS, LLC | LONE PEAK ADVISERS, INC. | LONE PEAK ADVISERS | DK FINANCIAL NETWORK
CRD#: 296772 / SEC#: 801-127627
RIA
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Contact information
Main Address
11650 South State Street Suite 200, Draper, UT 84020-7150
Mailing Address
Phone number
(801) 855-8886
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 743 |
| AUM (Assets Under Management) | $ 119,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
