Alden M. Shorter

SHORTER, ALDEN M

Houston, TX

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CRD#: 7471875

Professional summary

Alden Michael Shorter, who also goes by Alden M Shorter, is a registered financial advisor currently at SHORTER, ALDEN M located in Houston, Texas.

Alden is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Alden has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alden M Shorter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am currently employed as a contract attorney with FTI Consulting. The business is not investment related. The address is 555 12th Street NW, Suite 700, Washington DC 20004. My position is as a contract attorney. The start date of my relationship with FTI Consulting was December 6, 2021. I work approximately 35 hours per week. I devote approximately 20 hours per week to FTI consulting during securities trading hours. My duties with FTI Consulting include review of contracts and other legal documents for litigation within the United States.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alden Michael Shorter's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 7, 2022 - Present

SHORTER, ALDEN M

RIA

CRD#: 317804

Houston, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/6/2021

Uniform Investment Adviser Law Examination

Current Firm

SHORTER, ALDEN M

CRD#: 317804 / SEC#:

Texas

Registered Investment Advisory firm - (1/7/2022 Approved)

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Contact information

Main Address

Houston, TX

Mailing Address

Phone number

(201) 245-6933

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alden M. Shorter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alden Michael Shorter's CRS (Customer Relationship Summary).

Certified licenses

Experience

SHORTER, ALDEN M

State Registrations and Notice Filings

Exams

Series 65

Date: 11/6/2021

Current Firm

SHORTER, ALDEN M

Contact information

Documents

Red Flags

Company Information

SHORTER, ALDEN M

TRUST BUT VERIFY

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