Wi Lex Tan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wi Lex Tan was a registered financial professional .
Wi Lex is a previously registered financial professional and started their career in finance in 2022. Wi Lex had worked at 1 firm and has passed the Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2022 - January 4, 2023
DISRUPTIVE SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 12/8/2021
General Securities Representative ExaminationCurrent Firm
DISRUPTIVE SECURITIES
CRD#: 299155 / SEC#: , 8-70241
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
