Nicole M. Van Alstine
Professional summary
Nicole Marie Van Alstine is a registered financial professional currently at JOSEPH STONE CAPITAL L.L.C. located in Garden City, New York.
Nicole is registered as a RR (Registered Representative) and started their career in finance in 2021. Nicole has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicole Marie Van Alstine's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 18, 2021 - Present
JOSEPH STONE CAPITAL L.L.C.
Office #1: 585 Stewart Ave Suite L60c, Garden City, NY 11530State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Series 7TO
Date: 12/18/2021
General Securities Representative ExaminationFINRA
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
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