TB
Tyler V. Baskin
APPLIED CAPITAL LLC
Nashville, TN 37203
Some features on this profile are disabled
CRD#: 7471466
TB
Professional summary
Tyler Vaughn Baskin, who also goes by Tyler Baskin, is a registered financial advisor currently at APPLIED CAPITAL LLC located in Nashville, Tennessee.
Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Tyler has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tyler Baskin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Continental Insurance Service, LLC | investment related = yes | 4400 Franklin South Court, Franklin, TN 37064 | Medical Insurance Company selling medicare supplements | 1% partner | Father's. company | 07/07/2020 | 0 hours devoted to the other business | 0 hours trading securities for the other business | I have no duties to the company or receive nay form of compensation. 2) Compass | Investment related = yes | 4031 Aspen Grove drive Suite 400 Franklin, TN 37067 | Real Estate Brokerage | Independent Contractor | Affiliate Broker | 03/04/2024 | 5 hrs per month, weekends only devoted to the other business | 0 hours trading securities for the other business | I use my real estate license primarily for referring business and looking at properties for myself. 3) Licensed Insurance Agent
CRS (Client Relationship Summary) - RIA
Click below to view Tyler Vaughn Baskin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 23, 2024 - Present
APPLIED CAPITAL LLC
Office #1: 40 Music Square East, Suite 102, Nashville, TN 37203RIA
CRD#: 166175
Nashville, TN
Past
April 4, 2022 - February 8, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GREENWOOD VILLAGE, CO
Past
February 25, 2022 - February 5, 2024
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
APPLIED CAPITAL LLC
APPLIED CAPITAL LLC
CRD#: 166175 / SEC#: 801-115146
RIA
Registered Investment Advisory firm - (4/26/2019 Approved)Arkansas
Registered Investment Advisory firm - (5/17/2019 Terminated)Illinois
Registered Investment Advisory firm - (4/26/2019 Terminated)Missouri
Registered Investment Advisory firm - (5/17/2019 Terminated)Tennessee
Registered Investment Advisory firm - (5/22/2019 Terminated)Texas
Registered Investment Advisory firm - (5/17/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(2/27/2024)
IAR
Texas(2/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/25/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
AC
APPLIED CAPITAL LLC
APPLIED CAPITAL LLC
CRD#: 166175 / SEC#: 801-115146
RIA
Registered Investment Advisory firm - (4/26/2019 Approved)Arkansas
Registered Investment Advisory firm - (5/17/2019 Terminated)Illinois
Registered Investment Advisory firm - (4/26/2019 Terminated)Missouri
Registered Investment Advisory firm - (5/17/2019 Terminated)Tennessee
Registered Investment Advisory firm - (5/22/2019 Terminated)Texas
Registered Investment Advisory firm - (5/17/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
415 N. Mckinley Street Suite 1045, Little Rock, AR 72205
Mailing Address
Phone number
(501) 500-0890
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (12 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,067 |
| AUM (Assets Under Management) | $ 293,411,420 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
