Melissa M. Stochl

PRINCE ASSET MANAGEMENT

SARASOTA, FL 34236

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CRD#: 7471369

Professional summary

Melissa M. Stochl, who also goes by Melissa M. Lan, is a registered financial advisor currently at PRINCE ASSET MANAGEMENT, INC. located in Sarasota, Florida.

Melissa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Melissa has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Melissa M. Lan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

One of two managing members in Magill & Stochl CPAs, LLC and sole member of Melissa M Stochl, CPA, LLC both of which are CPA firmsproviding tax and accounting services to individuals and businesses. It is not investment related and is located at 240 N Washington Blvd, Ste 320, Sarasota, FL 34236. Currently working 75% of full-time hours annually; roughly 160 hours/mo February - April and 100 hours/mo May - January. Currently working mostly during trading hours; however, this is flexible and hours can be moved around to 50% during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa M. Stochl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 2, 2021 - Present

PRINCE ASSET MANAGEMENT, INC.

Office #1: 2033 Main Street Suite 303, Sarasota, FL 34236

RIA

CRD#: 141567

SARASOTA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRINCE ASSET MANAGEMENT, INC.

CRD#: 141567 / SEC#: 801-130425

RIA

Registered Investment Advisory firm - (6/5/2024 Approved)

Florida

Registered Investment Advisory firm - (6/18/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/27/2021

Uniform Investment Adviser Law Examination

Current Firm

PRINCE ASSET MANAGEMENT, INC.

CRD#: 141567 / SEC#: 801-130425

RIA

Registered Investment Advisory firm - (6/5/2024 Approved)

Florida

Registered Investment Advisory firm - (6/18/2024 Terminated)

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Contact information

Main Address

2033 Main Street Suite 303, Sarasota, FL 34236

Mailing Address

Phone number

(941) 363-9090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PRINCE ASSET MANAGEMENT SEC BROCHURE (3/29/2025)

Regulatory assets under management

Total Number of Accounts	198
AUM (Assets Under Management)	$ 122,700,508

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Melissa M. Stochl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Melissa M. Stochl's CRS (Customer Relationship Summary).

Certified licenses

Experience

PRINCE ASSET MANAGEMENT, INC.

Primary Firm SEC Registration

PRINCE ASSET MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/27/2021

Current Firm

PRINCE ASSET MANAGEMENT, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRINCE ASSET MANAGEMENT, INC.

TRUST BUT VERIFY

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