Michael R. Rossi
INTELLIGENT CAPITALWORKS | Chief Client Wealth Officer
Scottsdale, AZ 85254-1595
Some features on this profile are disabled
CRD#: 7471043
Professional summary
Michael Robert Rossi is a registered financial advisor currently at INTELLIGENT CAPITALWORKS located in Scottsdale, Arizona.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Michael has worked at 1 firm and has passed the Series 65 exam.
Biography
Michael Rossi CFP® advises the firm’s clients and co-leads the development and management of all client retirement planning, investment management and estate planning analytics and implementation. He co-manages all client portfolios and the firm’s investment research and portfolio performance analytics. He serves on the wealth management team for all client engagements and is a member of the firm’s Operating, Investment Management and Risk Committees.
Michael joined the firm after completing an undergraduate degree in chemical engineering with a minor in business and two summer internships with British Petroleum, one in Prudoe Bay, Alaska and the other in Chicago. While completing his undergraduate degree, he also lived in Seoul, Korea for two years, becoming fluent in Korean.
Question & Answer
Are you a "fiduciary"?
Yes
Personal quote
While I enjoyed the analytical rigor of my undergraduate degree in chemical engineering, I truly enjoy the opportunities to connect and integrate world events with the capital markets and the goals people have for their financial lives much more.
It is very gratifying for me to help our clients become and remain financially independent.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Ronald McDonald House Charities of Central and Northern Arizona; Non-Investment-related; 501 E Roanoke Ave Phoenix, AZ 85004; Board Member; Started 12/30/2024; Approximately 4 hours/month; 0 hours during securities trading hours; Duties- Attend Board meetings and promote the foundation's work.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Robert Rossi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Brigham Young University
BS - Chemical Engineering
New York University
Postgraduate Diploma - Financial Planning
Creighton University
Master - Investment Management and Financial Analysis
Experience
Current
November 20, 2021 - Present
INTELLIGENT CAPITALWORKS
Office #1: 16427 North Scottsdale Road Suite 350, Scottsdale, AZ 85254-1595RIA
CRD#: 135081
Scottsdale, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INTELLIGENT CAPITALWORKS
ICW INVESTMENT ADVISORS, LLC | INTELLIGENT CAPITALWORKS | INSPIRED CAPITALWORKS
CRD#: 135081 / SEC#: 801-64460
RIA
Registered Investment Advisory firm - (6/23/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(1/10/2022)
IAR
California(5/16/2022)
IAR
Delaware(11/20/2021)
IAR
Florida(12/2/2021)
IAR
Louisiana(11/20/2021)
IAR
Texas(11/20/2021)
Current Firm
INTELLIGENT CAPITALWORKS
ICW INVESTMENT ADVISORS, LLC | INTELLIGENT CAPITALWORKS | INSPIRED CAPITALWORKS
CRD#: 135081 / SEC#: 801-64460
RIA
Registered Investment Advisory firm - (6/23/2005 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
16427 North Scottsdale Road Suite 350, Scottsdale, AZ 85254-1595
Mailing Address
Phone number
(480) 951-2900
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 332 |
| AUM (Assets Under Management) | $ 355,700,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INTELLIGENT CAPITALWORKS
Chief Client Wealth OfficerCRD#: 135081Scottsdale, AZ 85254-1595TRUST BUT VERIFY
Monitor Michael Rossi
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
