Michael R. Rossi

CRD#: 7471043

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Robert Rossi was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2021. Michael had worked at 1 firm and has passed the Series 65 exam.

Biography

Michael Rossi CFP® advises the firm’s clients and co-leads the development and management of all client retirement planning, investment management and estate planning analytics and implementation.  He co-manages all client portfolios and the firm’s investment research and portfolio performance analytics.  He serves on the wealth management team for all client engagements and is a member of the firm’s Operating, Investment Management and Risk Committees.

Michael joined the firm after completing an undergraduate degree in chemical engineering with a minor in business and two summer internships with British Petroleum, one in Prudoe Bay, Alaska and the other in Chicago. While completing his undergraduate degree, he also lived in Seoul, Korea for two years, becoming fluent in Korean.

Question & Answer

Are you a "fiduciary"?

Personal quote

While I enjoyed the analytical rigor of my undergraduate degree in chemical engineering, I truly enjoy the opportunities to connect and integrate world events with the capital markets and the goals people have for their financial lives much more.
It is very gratifying for me to help our clients become and remain financially independent.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

Brigham Young University

BS - Chemical Engineering

New York University

Postgraduate Diploma - Financial Planning

Creighton University

Master - Investment Management and Financial Analysis

Experience

Past

November 20, 2021 - June 2, 2026

INTELLIGENT CAPITALWORKS

RIA

CRD#: 135081

SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTELLIGENT CAPITALWORKS

ICW INVESTMENT ADVISORS, LLC | INTELLIGENT CAPITALWORKS | INSPIRED CAPITALWORKS

CRD#: 135081 / SEC#: 801-64460

RIA

Registered Investment Advisory firm - (6/23/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/4/2021

Uniform Investment Adviser Law Examination

Current Firm

INTELLIGENT CAPITALWORKS

ICW INVESTMENT ADVISORS, LLC | INTELLIGENT CAPITALWORKS | INSPIRED CAPITALWORKS

CRD#: 135081 / SEC#: 801-64460

RIA

Registered Investment Advisory firm - (6/23/2005 Approved)

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Contact information

Main Address

16427 North Scottsdale Road Suite 350, Scottsdale, AZ 85254-1595

Mailing Address

Phone number

(480) 951-2900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ICW INVESTMENT ADVISORS LLC (8/12/2025)

Regulatory assets under management

Total Number of Accounts	332
AUM (Assets Under Management)	$ 355,700,000

Red Flags

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Contact information

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Michael R. Rossi

Professional summary

Biography

Question & Answer

Personal quote

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Education

Brigham Young University

New York University

Creighton University

Experience

INTELLIGENT CAPITALWORKS

Primary Firm SEC Registration

INTELLIGENT CAPITALWORKS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/4/2021

Current Firm

INTELLIGENT CAPITALWORKS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTELLIGENT CAPITALWORKS

TRUST BUT VERIFY

Contact information

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