EU
Esteban Uribe
BCI SECURITIES
Miami, FL 33131
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CRD#: 7470736
EU
Professional summary
Esteban Uribe is a registered financial advisor currently at BCI SECURITIES, INC. located in Miami, Florida.
Esteban is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Esteban has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Starting Soccer LLC. 1470 NE 123rd St Apt 801, N. Miami, FL 33161. AMBR, as of 02/05/2021. Coach soccer classes for kids on weekends. 3 hours per weekend, 0 hours devoted during securities trading hours. (2) M.E. 725 NW 200th Terr LLC. 725 NW 200th Terr, Miami, FL 33169. Manager - house rentals. Non-investment related. Landlord duties. Dedicate 3 hours per month, 0 hours during securities trading hours. (3) Bci Miami (bank), firm under common control of Bci Securities (Bci Group), non-investment related. 30 hours.
CRS (Client Relationship Summary) - RIA
Click below to view Esteban Uribe's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Esteban Uribe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 26, 2025 - Present
BCI SECURITIES, INC.
Office #1: 1450 Brickell Ave. Floor 2800, Miami, FL 33131RIA
BD
CRD#: 168047
Miami, FL
Current
September 16, 2024 - Present
BCI SECURITIES, INC.
Office #1: 1450 Brickell Ave. Floor 2800, Miami, FL 33131RIA
BD
CRD#: 168047
Miami, FL
Past
December 24, 2022 - September 26, 2024
MAXIM GROUP LLC
BD
CRD#: 120708
Miami Beach, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BCI SECURITIES, INC.
BCI SECURITIES, INC.
CRD#: 168047 / SEC#: 801-121997, 8-69287
RIA
Registered Investment Advisory firm - SEC (10/1/2021 Approved)Florida
Registered Investment Advisory firm - SEC (10/11/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/16/2024)
IAR
Florida(2/26/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/24/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BCI SECURITIES, INC.
BCI SECURITIES, INC.
CRD#: 168047 / SEC#: 801-121997, 8-69287
RIA
Registered Investment Advisory firm - SEC (10/1/2021 Approved)Florida
Registered Investment Advisory firm - SEC (10/11/2021 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
1450 Brickell Avenue Suite 2850, Miami, FL 33131
Mailing Address
1450 Brickell Avenue Suite 2850, Miami, FL 33131
Phone number
(305) 929-5500
Established
Florida since 07/05/2011
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
68
SEC notice filing (1 States and Territories)
FINRA licenses (23 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BANCO DE CREDITO E INVERSIONES, S.A. | SHAREHOLDER | |
| FOXX, TERESA PENNET | DIRECTOR | 2608603 |
| GARCIA NIETO, FRANCISCO JAVIER | DIRECTOR OF SALES | 6645468 |
| GROOM, PAMELA SNELL | CCO | 2870233 |
| MARTIN-DONADIO, CARLOS | CEO/DIRECTOR | 2550675 |
| MARTINEZ-LEJARZA, JUAN CARLOS | DIRECTOR | 6369051 |
| NODAR, MARIA EUGENIA | FINOP/PFO | 1660104 |
| SEGUNDO, JUAN ALBERTO | DIRECTOR | 6353039 |
| VEGA, MARIA GRISEL | DIRECTOR | 6235036 |
Regulatory assets under management
| Total Number of Accounts | 430 |
| AUM (Assets Under Management) | $ 295,193,450 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BCI SECURITIES, INC.
CRD#: 168047Miami, FL 33131TRUST BUT VERIFY
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