ED
Edward W. Dougherty Iii
DOUGHERTY FINANCIAL PLANNING
Tallahassee, FL 32308
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CRD#: 7470129
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Professional summary
Edward William Dougherty Iii is a registered financial advisor currently at DOUGHERTY FINANCIAL PLANNING, LLC located in Tallahassee, Florida.
Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Edward has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Complex Collections LLC. Investment Related. 2457 Care Drive, Suite 102, Tallahassee, Fl. 32308. Real estate management of one office building and start-up finance function for one start-up biotechnology firm, Halide Biologics. Owner and Operator. 8/4/21. 22 Hours per month. 22 Hours Per Month. Management of one office building owned by Centre Pointe Investments LLC. Collect rent, bookkeeping, call vendors for property preservation as necessary. Finance functions for Halide Biologics include implementation and execution of payroll, bookkeeping, and budgeting. Mr. Dougherty will have a nominal ownership in Halide Biologics, Inc. Centre Pointe Investments, LLC. Investment Related. 2457 Care Drive, Suite 102, Tallahassee, Fl. 32308. Real estate holding company -owns one office building. Minority Owner. I am not a director, officer, or manager (corporate) of Centre Pointe Investments. 6/21. 0 Hours per month. 0 Hours Per Month. I manage the property through Complex Collections LLC as noted above.
CRS (Client Relationship Summary) - RIA
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Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 16, 2022 - Present
DOUGHERTY FINANCIAL PLANNING, LLC
Office #1: 2457 Care Drive Ste 102, Tallahassee, FL 32308RIA
CRD#: 317397
Tallahassee, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(5/16/2022)
Current Firm
DF
DOUGHERTY FINANCIAL PLANNING, LLC
DOUGHERTY FINANCIAL PLANNING, LLC
CRD#: 317397 / SEC#:
Florida
Registered Investment Advisory firm - (5/16/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2457 Care Drive Ste 102, Tallahassee, FL 32308
Mailing Address
Phone number
(850) 702-5753
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 20 |
| AUM (Assets Under Management) | $ 1,850,862 |
Red Flags
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Company Information
DOUGHERTY FINANCIAL PLANNING, LLC
CRD#: 317397Tallahassee, FL 32308TRUST BUT VERIFY
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