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ED

Edward W. Dougherty Iii

DOUGHERTY FINANCIAL PLANNING
Tallahassee, FL 32308
Some features on this profile are disabled
CRD#: 7470129
ED

Professional summary

Edward William Dougherty Iii is a registered financial advisor currently at DOUGHERTY FINANCIAL PLANNING, LLC located in Tallahassee, Florida.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Edward has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward William Dougherty Iii's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 16, 2022 - Present

DOUGHERTY FINANCIAL PLANNING, LLC

Office #1: 2457 Care Drive Ste 102, Tallahassee, FL 32308
RIA
CRD#: 317397
Tallahassee, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(5/16/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/20/2020
Uniform Investment Adviser Law Examination

Current Firm

DF
DOUGHERTY FINANCIAL PLANNING, LLC
DOUGHERTY FINANCIAL PLANNING, LLC

CRD#: 317397 / SEC#:

Florida
Registered Investment Advisory firm - (5/16/2022 Approved)
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Contact information

Main Address
2457 Care Drive Ste 102, Tallahassee, FL 32308
Mailing Address
Phone number
(850) 702-5753
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts20
AUM (Assets Under Management)$ 1,850,862

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DOUGHERTY FINANCIAL PLANNING, LLC

CRD#: 317397Tallahassee, FL 32308

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