Edward William Dougherty Iii
Professional Summary
Edward William Dougherty Iii is a registered financial advisor currently at DOUGHERTY FINANCIAL PLANNING, LLC located in Tallahassee, Florida. Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Edward has worked at 1 firm and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
6 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
DOUGHERTY FINANCIAL PLANNING, LLC
Contact Information
Main Address
2457 Care Drive Ste 102, Tallahassee, FL 32308Phone Number
(850) 702-5753# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
24AUM (Assets Under Management)
$2,473,446Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Edward William Dougherty Iii's CRS (Customer Relationship Summary).
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