Diana L. Douglas
Professional summary
Diana Leigh Douglas, who also goes by Diana Douglas, is a registered financial professional currently at CHURCHILL FINANCIAL, LLC located in Louisville, Kentucky.
Diana is registered as a RR (Registered Representative) and started their career in finance in 2023. Diana has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Diana Leigh Douglas's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 3, 2023 - Present
CHURCHILL FINANCIAL, LLC
Office #1: 312 Whittington Parkway, Suite 201, Louisville, KY 40222State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/3/2023)
Exams
Series 7TO
Date: 7/1/2023
General Securities Representative ExaminationFINRA
Current Firm
CHURCHILL FINANCIAL, LLC
CRD#: 39462 / SEC#: , 8-48724
Contact information
FINRA licenses (26 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 219 |
| AUM (Assets Under Management) | $ 281,569,253 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Company Information
CHURCHILL FINANCIAL, LLC
CRD#: 39462Louisville, KY 40222TRUST BUT VERIFY
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