Matthew T. Pence

FLUENT FINANCIAL

Dallas, TX 75254

Some features on this profile are disabled

CRD#: 7469806

Professional summary

Matthew Thomas Pence, who also goes by Matthew Pence, is a registered financial advisor currently at FLUENT FINANCIAL, LLC located in Dallas, Texas.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Matthew has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew Pence

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Thomas Pence's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2024 - Present

FLUENT FINANCIAL, LLC

Office #1: 14800 Landmark Blvd. Suite 848, Dallas, TX 75254

RIA

CRD#: 170041

Dallas, TX

Past

April 4, 2022 - May 9, 2024

FISHER INVESTMENTS

RIA

CRD#: 107342

PLANO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLUENT FINANCIAL, LLC

CRD#: 170041 / SEC#: 801-78976

RIA

Registered Investment Advisory firm - (1/6/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/4/2022

Uniform Investment Adviser Law Examination

Current Firm

FLUENT FINANCIAL, LLC

CRD#: 170041 / SEC#: 801-78976

RIA

Registered Investment Advisory firm - (1/6/2014 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

14800 Landmark Blvd. Suite 848, Dallas, TX 75254

Mailing Address

Phone number

(972) 852-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A- FIRM BROCHURE (8/19/2025)

FLUENT FINANCIAL WRAP PROGRAM (8/19/2025)

Regulatory assets under management

Total Number of Accounts	1,047
AUM (Assets Under Management)	$ 297,138,659

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

David Alvarez

EDWARD JONES

IAR

Grapevine, TX

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

Garland, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

DALLAS, TX

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Matthew T. Pence

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Thomas Pence's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLUENT FINANCIAL, LLC

FISHER INVESTMENTS

Primary Firm SEC Registration

FLUENT FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/4/2022

Current Firm

FLUENT FINANCIAL, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FLUENT FINANCIAL, LLC

TRUST BUT VERIFY

Similar Advisors