GL
Grayham M. Lohrey
CITIZENS SECURITIES
Boston, MA 02199
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CRD#: 7469553
GL
Professional summary
Grayham Michael Lohrey, who also goes by Grayham M Lohrey, is a registered financial advisor currently at CITIZENS SECURITIES, INC. located in Boston, Massachusetts and CITIZENS PRIVATE WEALTH located in Boston, Massachusetts.
Grayham is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Grayham has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Grayham M Lohrey
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Grayham Michael Lohrey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 31, 2024 - Present
CITIZENS SECURITIES, INC.
Office #1: 772 Boylston Street Ma515, Boston, MA 02199RIA
BD
CRD#: 39550
Boston, MA
Current
June 11, 2024 - Present
CITIZENS PRIVATE WEALTH
Office #1: 772 Boylston Street Ma515, Boston, MA 02199RIA
CRD#: 106743
Boston, MA
Current
May 31, 2024 - Present
CITIZENS SECURITIES, INC.
Office #1: 772 Boylston Street Ma515, Boston, MA 02199RIA
BD
CRD#: 39550
Boston, MA
Past
April 10, 2024 - June 1, 2024
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
BOSTON, MA
Past
September 29, 2023 - June 1, 2024
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
BOSTON, MA
Past
April 5, 2022 - June 3, 2024
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC
RIA
CRD#: 108559
Boston, MA
Past
February 22, 2022 - September 29, 2023
FIRST REPUBLIC SECURITIES COMPANY, LLC
BD
CRD#: 105108
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
CITIZENS PRIVATE WEALTH
CITIZENS PRIVATE CLIENT | ESTATE PRESERVATION SERVICES, LLC | CLARFELD FINANCIAL ADVISORS, LLC | CLARFELD FINANCIAL ADVISORS INC | CLARFELD | CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
RIA
Registered Investment Advisory firm - (2/20/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/31/2024)
RR
Alaska(5/31/2024)
RR
Arizona(5/31/2024)
RR
Arkansas(5/31/2024)
RR
California(5/31/2024)
RR
Colorado(5/31/2024)
RR
Connecticut(5/31/2024)
IAR
Connecticut(5/31/2024)
RR
Delaware(5/31/2024)
RR
District of Columbia(5/31/2024)
RR
Florida(5/31/2024)
RR
Georgia(5/31/2024)
RR
Hawaii(5/31/2024)
RR
Idaho(5/31/2024)
RR
Illinois(5/31/2024)
RR
Indiana(5/31/2024)
RR
Iowa(5/31/2024)
RR
Kansas(5/31/2024)
RR
Kentucky(5/31/2024)
RR
Louisiana(5/31/2024)
RR
Maine(5/31/2024)
RR
Maryland(5/31/2024)
RR
Massachusetts(5/31/2024)
IAR
Massachusetts(6/11/2024)
RR
Michigan(5/31/2024)
RR
Minnesota(5/31/2024)
RR
Mississippi(5/31/2024)
RR
Missouri(5/31/2024)
RR
Montana(5/31/2024)
RR
Nebraska(5/31/2024)
RR
Nevada(5/31/2024)
RR
New Hampshire(5/31/2024)
RR
New Jersey(5/31/2024)
RR
New Mexico(5/31/2024)
RR
New York(5/31/2024)
RR
North Carolina(5/31/2024)
RR
North Dakota(5/31/2024)
RR
Ohio(5/31/2024)
RR
Oklahoma(5/31/2024)
RR
Oregon(5/31/2024)
RR
Pennsylvania(5/31/2024)
RR
Puerto Rico(5/31/2024)
RR
Rhode Island(5/31/2024)
RR
South Carolina(5/31/2024)
RR
South Dakota(5/31/2024)
RR
Tennessee(5/31/2024)
RR
Texas(5/31/2024)
IAR
Texas(5/31/2024)
RR
Utah(5/31/2024)
RR
Vermont(5/31/2024)
RR
Virginia(5/31/2024)
RR
Washington(5/31/2024)
RR
West Virginia(5/31/2024)
RR
Wisconsin(5/31/2024)
RR
Wyoming(5/31/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/22/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CP
CITIZENS PRIVATE WEALTH
CITIZENS PRIVATE CLIENT | ESTATE PRESERVATION SERVICES, LLC | CLARFELD FINANCIAL ADVISORS, LLC | CLARFELD FINANCIAL ADVISORS INC | CLARFELD | CITIZENS PRIVATE WEALTH
CRD#: 106743 / SEC#: 801-40835
RIA
Registered Investment Advisory firm - (2/20/1992 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
520 White Plains Road 3rd Floor, Tarrytown, NY 10591
Mailing Address
Phone number
(914) 846-0100
Established
Firm type
Fiscal year end
# of Employees
200
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,846 |
| AUM (Assets Under Management) | $ 12,182,945,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 07/28/2023 | ||
| 10/28/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CITIZENS PRIVATE WEALTH
CRD#: 106743Boston, MA 02199TRUST BUT VERIFY
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