PM
Patrick R. Mullen
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 7469498
PM
Professional summary
Patrick Riley Mullen, who also goes by Patrick R Mullen, Patrick Mullen, is a registered financial professional currently at LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC located in Chicago, Illinois.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2021. Patrick has worked at 3 firms and has passed the Series 63, Series 7TO, SIE and Series 79TO exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Patrick R Mullen | Patrick Mullen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Patrick Riley Mullen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 20, 2023 - Present
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
Office #1: 333 West Wacker Drive Suite 2300, Chicago, IL 60606BD
CRD#: 157625
Chicago, IL
Past
August 15, 2022 - October 17, 2023
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
CHICAGO, IL
Past
December 22, 2021 - April 2, 2022
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/22/2025)
RR
Alaska(11/20/2023)
RR
Arizona(1/22/2025)
RR
Arkansas(11/20/2023)
RR
California(11/20/2023)
RR
Colorado(11/20/2023)
RR
Connecticut(1/22/2025)
RR
Delaware(1/22/2025)
RR
District of Columbia(1/22/2025)
RR
Florida(1/22/2025)
RR
Georgia(1/22/2025)
RR
Hawaii(11/20/2023)
RR
Idaho(11/20/2023)
RR
Illinois(1/22/2025)
RR
Indiana(1/22/2025)
RR
Iowa(1/22/2025)
RR
Kansas(11/20/2023)
RR
Kentucky(1/22/2025)
RR
Louisiana(1/22/2025)
RR
Maine(1/22/2025)
RR
Maryland(1/22/2025)
RR
Massachusetts(1/22/2025)
RR
Michigan(1/22/2025)
RR
Minnesota(1/22/2025)
RR
Mississippi(1/22/2025)
RR
Missouri(11/20/2023)
RR
Montana(11/20/2023)
RR
Nebraska(1/22/2025)
RR
Nevada(11/20/2023)
RR
New Hampshire(1/22/2025)
RR
New Jersey(1/22/2025)
RR
New Mexico(1/22/2025)
RR
New York(1/22/2025)
RR
North Carolina(1/22/2025)
RR
North Dakota(1/22/2025)
RR
Ohio(1/29/2025)
RR
Oklahoma(1/22/2025)
RR
Oregon(11/20/2023)
RR
Pennsylvania(1/22/2025)
RR
Rhode Island(1/22/2025)
RR
South Carolina(1/22/2025)
RR
South Dakota(1/22/2025)
RR
Tennessee(1/22/2025)
RR
Texas(1/22/2025)
RR
Utah(11/20/2023)
RR
Vermont(1/22/2025)
RR
Virginia(1/22/2025)
RR
Washington(11/20/2023)
RR
West Virginia(1/22/2025)
RR
Wisconsin(1/22/2025)
RR
Wyoming(11/20/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/20/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 79TO
Date: 12/4/2021
Investment Banking Registered Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
LI
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC
CRD#: 157625 / SEC#: , 8-68856
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
333 West Wacker Drive Suite 2300, Chicago, IL 60606
Mailing Address
333 West Wacker Drive Suite 2300, Chicago, IL 60606
Phone number
(312) 897-4000
Established
Delaware since 03/10/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
