MC
Mitchell A. Craig
TRIPPON WEALTH MANAGEMENT GROUP LLC
Houston, TX 77024
Some features on this profile are disabled
CRD#: 7467592
MC
Professional summary
Mitchell Alan Craig is a registered financial advisor currently at TRIPPON WEALTH MANAGEMENT GROUP LLC located in Houston, Texas.
Mitchell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Mitchell has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Licensed Life and Health Insurance Agent; Investment-Related: No; Location: 8588 Katy Fwy, Suite 320 Houston Texas 77024 United States; Description/Responsibilities: Life and health insurance sales; Position/Title: Agent; Start Date: 01/01/2022; Hours per month during trading hours: 4; Hours per month outside trading hours: 1.
CRS (Client Relationship Summary) - RIA
Click below to view Mitchell Alan Craig's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 24, 2022 - Present
TRIPPON WEALTH MANAGEMENT GROUP LLC
Office #1: 8588 Katy Freeway Suite 320, Houston, TX 77024RIA
CRD#: 136485
Houston, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TRIPPON WEALTH MANAGEMENT GROUP LLC
BRETTON WOODS PRESS LLC | TRIPPON WEALTH MANAGEMENT GROUP LLC | TRIPPON FINANCIAL MEDIA INC. | J.M. TRIPPON & COMPANY C.P.A.S
CRD#: 136485 / SEC#: 801-129769
RIA
Registered Investment Advisory firm - (3/27/2024 Approved)Colorado
Registered Investment Advisory firm - (4/24/2024 Terminated)Georgia
Registered Investment Advisory firm - (4/26/2024 Terminated)Louisiana
Registered Investment Advisory firm - (4/26/2024 Terminated)Texas
Registered Investment Advisory firm - (4/22/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(10/24/2022)
Current Firm
TW
TRIPPON WEALTH MANAGEMENT GROUP LLC
BRETTON WOODS PRESS LLC | TRIPPON WEALTH MANAGEMENT GROUP LLC | TRIPPON FINANCIAL MEDIA INC. | J.M. TRIPPON & COMPANY C.P.A.S
CRD#: 136485 / SEC#: 801-129769
RIA
Registered Investment Advisory firm - (3/27/2024 Approved)Colorado
Registered Investment Advisory firm - (4/24/2024 Terminated)Georgia
Registered Investment Advisory firm - (4/26/2024 Terminated)Louisiana
Registered Investment Advisory firm - (4/26/2024 Terminated)Texas
Registered Investment Advisory firm - (4/22/2024 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
8588 Katy Freeway Suite 320, Houston, TX 77024
Mailing Address
Phone number
(713) 661-1040
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 830 |
| AUM (Assets Under Management) | $ 185,235,326 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
