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KN

Kenneth D. Nielson

GRANDEUR PEAK GLOBAL ADVISORS
Salt Lake City, UT 84101
Some features on this profile are disabled
CRD#: 7467020
KN

Professional summary

Kenneth Dane Nielson is a registered financial advisor currently at GRANDEUR PEAK GLOBAL ADVISORS located in Salt Lake City, Utah.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Kenneth has worked at 1 firm .

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Dane Nielson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 8, 2021 - Present

GRANDEUR PEAK GLOBAL ADVISORS

Office #1: 136 S Main St Ste 720, Salt Lake City, UT 84101
RIA
CRD#: 158270
Salt Lake City, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GP
GRANDEUR PEAK GLOBAL ADVISORS
GRANDEUR PEAK GLOBAL ADVISORS | GRANDEUR PEAK GLOBAL ADVISORS, LLC

CRD#: 158270 / SEC#: 801-72540

RIA
Registered Investment Advisory firm - (7/6/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(12/8/2021)

Exams

Current Firm

GP
GRANDEUR PEAK GLOBAL ADVISORS
GRANDEUR PEAK GLOBAL ADVISORS | GRANDEUR PEAK GLOBAL ADVISORS, LLC

CRD#: 158270 / SEC#: 801-72540

RIA
Registered Investment Advisory firm - (7/6/2011 Approved)
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Contact information

Main Address
136 S Main St Ste 720, Salt Lake City, UT 84101
Mailing Address
Phone number
(801) 384-0000
Established
Firm type
Fiscal year end
# of Employees
53

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Latest Form ADV

Part 2 Brochures

GRANDEUR PEAK GLOBAL ADVISORS BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts18
AUM (Assets Under Management)$ 4,872,509,175

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GRANDEUR PEAK GLOBAL ADVISORS

CRD#: 158270Salt Lake City, UT 84101

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