Peter K. Kramme

RADCLIFFE CAPITAL MANAGEMENT, L.P.

Bala Cynwyd, PA 19004

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CRD#: 7466729

Professional summary

Peter Kain Kramme, who also goes by Peter Kramme, is a registered financial advisor currently at RADCLIFFE CAPITAL MANAGEMENT, L.P. located in Bala Cynwyd, Pennsylvania.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Peter has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Peter Kramme

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: Gunton Corporation INVESTMENT / NON-INVESTMENT RELATED: Non-Investment Related ADDRESS: Pottstown, Pennsylvania NATURE OF BUSINESS: Retail / Services (Home improvement) POSITION: Project Coordinator START DATE: June 2021 APPROX. HOURS/MONTH: 40 Hours Per Month HOURS DEVOTED DURING TRADING HOURS: 0 Hours During Trading Hours DUTIES: Coordinate the completion of home improvement project for retail customers, source materials and capital equipment, implement process improvements.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Kain Kramme's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 10, 2023 - Present

RADCLIFFE CAPITAL MANAGEMENT, L.P.

Office #1: 50 Monument Road Suite 300, Bala Cynwyd, PA 19004

RIA

CRD#: 136028

Bala Cynwyd, PA

Past

January 10, 2022 - October 26, 2023

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

Malvern, PA

Past

December 22, 2021 - October 26, 2023

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RADCLIFFE CAPITAL MANAGEMENT, L.P.

RADCLIFFE CAPITAL MANAGEMENT, L.P. | RG CAPITAL MANAGEMENT, L.P.

CRD#: 136028 / SEC#: 801-65461

RIA

Registered Investment Advisory firm - (1/24/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/10/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/6/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/21/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/25/2021

Securities Industry Essentials Examination

Current Firm

RADCLIFFE CAPITAL MANAGEMENT, L.P.

RADCLIFFE CAPITAL MANAGEMENT, L.P. | RG CAPITAL MANAGEMENT, L.P.

CRD#: 136028 / SEC#: 801-65461

RIA

Registered Investment Advisory firm - (1/24/2006 Approved)

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Contact information

Main Address

50 Monument Road Suite 300, Bala Cynwyd, PA 19004

Mailing Address

Phone number

(610) 617-5900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

RADCLIFFE PART 2A BROCHURE 2025 (4/3/2025)

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 4,356,491,582

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Peter K. Kramme

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Kain Kramme's CRS (Customer Relationship Summary).

Certified licenses

Experience

RADCLIFFE CAPITAL MANAGEMENT, L.P.

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

RADCLIFFE CAPITAL MANAGEMENT, L.P.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/6/2022

Series 7TO

Date: 12/21/2021

SIE

Date: 10/25/2021

Current Firm

RADCLIFFE CAPITAL MANAGEMENT, L.P.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RADCLIFFE CAPITAL MANAGEMENT, L.P.

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