Scott B. Grissom

SOCRATES FINANCIAL PLANNING

Jenison, MI

Some features on this profile are disabled

CRD#: 7466660

Professional summary

Scott Benson Grissom, CFP® is a registered financial advisor currently at SOCRATES FINANCIAL PLANNING located in Jenison, Michigan.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Scott has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) GRAND VALLEY STATE UNIVERSITY, NO, 1 CAMPUS DRIVE, ALLENDALE, MI 49401, PROFESSOR OF COMPUTER SCIENCE, PROFESSOR, 8/16/1999, 160 HRS/MONTH, 160 HRS/MONTH, TEACHES UNIVERSITY COURSES TO COLLEGE STUDENTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Benson Grissom's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

March 29, 2024 - Present

SOCRATES FINANCIAL PLANNING

RIA

CRD#: 329730

Jenison, MI

Past

August 24, 2022 - December 7, 2023

FIDUCIARY FINANCIAL ADVISORS

RIA

CRD#: 172103

GRAND RAPIDS, MI

Past

January 5, 2022 - April 6, 2022

HENRICKSON NAUTA WEALTH ADVISORS, INC.

RIA

CRD#: 141201

BELMONT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(3/29/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/22/2008

Uniform Investment Adviser Law Examination

Current Firm

SOCRATES FINANCIAL PLANNING

SOCRATES FINANCIAL PLANNING | SOCRATES FINANCIAL PLANNING, LLC

CRD#: 329730 / SEC#:

Michigan

Registered Investment Advisory firm - (2/9/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Jenison, MI

Mailing Address

Phone number

(616) 802-8018

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott B. Grissom

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Benson Grissom's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOCRATES FINANCIAL PLANNING

FIDUCIARY FINANCIAL ADVISORS

HENRICKSON NAUTA WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/22/2008

Current Firm

SOCRATES FINANCIAL PLANNING

Contact information

Documents

Red Flags

Company Information

SOCRATES FINANCIAL PLANNING

TRUST BUT VERIFY

Similar Advisors