Samuel E. Whitfield
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Edward Whitfield was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 2022. Samuel had worked at 2 firms and has passed the Series 7TO, Series 99TO, Series 57TO, SIE and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 3, 2023 - March 21, 2025
CABRERA CAPITAL MARKETS, LLC
February 18, 2022 - February 9, 2023
T3 TRADING GROUP, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 5/21/2024
General Securities Representative ExaminationSeries 99TO
Date: 12/9/2023
Operations Professional ExaminationSeries 57TO
Date: 2/18/2022
Securities Trader ExamCurrent Firm
CABRERA CAPITAL MARKETS, LLC
CRD#: 10081 / SEC#: , 8-26406
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
