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BS

Benjamin D. Smith

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CRD#: 7466283
BS
Benjamin D Smith

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Benjamin D Smith, who also goes by Benjamin Smith, was a registered financial professional .

Benjamin is a previously registered financial professional and started their career in finance in 2022. Benjamin had worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

Benjamin Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 5, 2025 - September 30, 2026

TRUIST ADVISORY SERVICES, INC.

RIA
CRD#: 283390
CHARLOTTE, NC
Past

March 5, 2025 - September 30, 2026

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
CLEMSON, SC
Past

October 23, 2023 - September 5, 2024

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA
CRD#: 106693
Irving, TX
Past

December 5, 2022 - October 24, 2023

UNITED CAPITAL FINANCIAL ADVISORS

RIA
CRD#: 134600
Irving, TX
Past

November 3, 2022 - September 5, 2024

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
Irving, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA
Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

What does exam status mean?
State Security Law Exam
PR
PR
Series 66
Status Unavailable
Passed: 11/28/2022
Uniform Combined State Law Examination
General Industry/Product Exam
PR
Series 7TO
Status Unavailable
Passed: 11/2/2022
General Securities Representative Examination
General Industry/Product Exam
PR
SIE
Status Unavailable
Passed: 8/23/2022
Securities Industry Essentials Examination

Current Firm

TA
TRUIST ADVISORY SERVICES, INC.
SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA
Registered Investment Advisory firm - (5/18/2016 Approved)
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Contact information

Main Address
303 Peachtree Street 2nd Floor, Atlanta, GA 30303
Mailing Address
Po Box 4418 Mc 107, Atlanta, GA 30302
Phone number
(800) 874-4770
Established
Firm type
Fiscal year end
# of Employees
2,461

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (8/30/2026)
TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (6/30/2026)

Regulatory assets under management

Total Number of Accounts129,307
AUM (Assets Under Management)$ 77,391,727,185

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
04/09/2026
Cover Page
Report
04/24/2025
Cover Page
Report
03/28/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRUIST ADVISORY SERVICES, INC.

CRD#: 283390

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