IH
Iman Howard
ALLY INVEST ADVISORS
Colleyville, TX
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CRD#: 7465586
IH
Professional summary
Iman Howard is a registered financial advisor currently at ALLY INVEST ADVISORS located in Colleyville, Texas and ALLY INVEST SECURITIES LLC located in Lewisville, Texas.
Iman is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Iman has worked at 2 firms and has passed the Series 66, SIE and Series 7TO exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Artgasmic LLC. Not investment related. 325 N. St. Paul Street Suite 3100, Dallas, TX 75201. Owner. 03/18/2022. 18 hours/month. Create pop up art events for minority artists and small business owners to showcase their art in products to a targeted clientele. Events typically occur 3-4 times a year. Ally Invest Advisors. Investment related. 601 S. Tryon St. Charlotte NC 28202. Specialist-Wealth Advisor. 5/2023. Hours/month vary. Support Ally Invest Securities, and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally Invest, and Ally Bank customers who may hold self-directed, wealth advisory, and standard bank accounts. My interactions include, but are not limited to, conducting pre-consultations for clients that are interested in Wealth Management / Advisory services, and working along with the Senior Wealth Advisors to assist clients with their needs. Krimson Park. Not Investment related. 208 N. Market St. Suite. 300, Dallas Tx, 75205. Joint Owner. Nov 01, 2024. 0-20 hours/month. Event venue organization.
CRS (Client Relationship Summary) - RIA
Click below to view Iman Howard's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 17, 2023 - Present
ALLY INVEST ADVISORS
RIA
CRD#: 170301
Colleyville, TX
Current
September 20, 2022 - Present
ALLY INVEST SECURITIES LLC
Office #1: 2911 Lake Vista Drive, Lewisville, TX 75067BD
CRD#: 136131
Lewisville, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALLY INVEST ADVISORS
ALLY INVEST ADVISORS | TRADEKING ADVISORS, INC. | ONE MARKET ADVISORS, LLC | ONE MARKET ADVISORS, INC. | ONE MARKET ADVISORS | ALLY INVEST ADVISORS INC
CRD#: 170301 / SEC#: 801-79305
RIA
Registered Investment Advisory firm - (3/27/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(5/17/2023)
IAR
Texas(5/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/20/2022
General Securities Representative ExaminationSRO Registrations
RR
FINRA
Current Firm
AI
ALLY INVEST ADVISORS
ALLY INVEST ADVISORS | TRADEKING ADVISORS, INC. | ONE MARKET ADVISORS, LLC | ONE MARKET ADVISORS, INC. | ONE MARKET ADVISORS | ALLY INVEST ADVISORS INC
CRD#: 170301 / SEC#: 801-79305
RIA
Registered Investment Advisory firm - (3/27/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
601 S. Tryon Street Suite 100, Charlotte, NC 28202
Mailing Address
Phone number
(855) 880-2559
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 76,058 |
| AUM (Assets Under Management) | $ 1,389,572,606 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
