BA
Brett Adelglass
SAGE ADVISORY SERVICES LTD CO
Austin, TX 78735-6202
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CRD#: 7465308
BA
Professional summary
Brett Adelglass is a registered financial advisor currently at SAGE ADVISORY SERVICES LTD CO located in Austin, Texas.
Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Brett has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Brett Adelglass's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 17, 2021 - Present
SAGE ADVISORY SERVICES LTD CO
Office #1: 5900 Southwest Parkway Building 1, Suite 100, Austin, TX 78735-6202RIA
CRD#: 106236
Austin, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SAGE ADVISORY SERVICES LTD CO
SAGE ADVISORY SERVICES LTD CO
CRD#: 106236 / SEC#: 801-52937
RIA
Registered Investment Advisory firm - (9/24/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(11/17/2021)
Exams
Current Firm
SA
SAGE ADVISORY SERVICES LTD CO
SAGE ADVISORY SERVICES LTD CO
CRD#: 106236 / SEC#: 801-52937
RIA
Registered Investment Advisory firm - (9/24/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5900 Southwest Parkway Building 1, Suite 100, Austin, TX 78735-6202
Mailing Address
Phone number
(512) 327-5530
Established
Firm type
Fiscal year end
# of Employees
58
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,206 |
| AUM (Assets Under Management) | $ 24,975,056,606 |
Red Flags
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