Kwaku J. Acheampong

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CRD#: 7465076

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kwaku John Acheampong was a registered financial professional .

Kwaku is a previously registered financial professional and started their career in finance in 2022. Kwaku had worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 1, 2022 - December 5, 2023

HOOPOE ADVISORS

RIA

CRD#: 282573

Sharon, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOOPOE ADVISORS

CRD#: 282573 / SEC#: 801-117778

RIA

Registered Investment Advisory firm - (12/12/2019 Approved)

Massachusetts

Registered Investment Advisory firm - (1/20/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (1/31/2020 Terminated)

New York

Registered Investment Advisory firm - (1/20/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/20/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

HOOPOE ADVISORS

CRD#: 282573 / SEC#: 801-117778

RIA

Registered Investment Advisory firm - (12/12/2019 Approved)

Massachusetts

Registered Investment Advisory firm - (1/20/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (1/31/2020 Terminated)

New York

Registered Investment Advisory firm - (1/20/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/20/2020 Terminated)

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Contact information

Main Address

603 Massachusetts Avenue Suite 200, Boston, MA 02118

Mailing Address

Phone number

(617) 708-0639

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A - FIRM DISCLOSURE BROCHURE (8/6/2025)

ADV WRAP BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	553
AUM (Assets Under Management)	$ 543,554,485

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kwaku J. Acheampong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HOOPOE ADVISORS

Primary Firm SEC Registration

HOOPOE ADVISORS

State Registrations and Notice Filings

Exams

Current Firm

HOOPOE ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOOPOE ADVISORS

TRUST BUT VERIFY

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