Terra A. Allen
Professional summary
Terra Ashley Allen, who also goes by Terra Allen, is a registered financial professional currently at REALTA EQUITIES, INC. located in Wilmington, Delaware.
Terra is registered as a RR (Registered Representative) and started their career in finance in 2024. Terra has worked at 1 firm and has passed the Series 63, Series 7TO, Series 99TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terra Ashley Allen's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 9, 2024 - Present
REALTA EQUITIES, INC.
Office #1: 1201 N. Orange Street Suite 729, Wilmington, DE 19801State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/26/2024)
Exams
Series 7TO
Date: 7/22/2024
General Securities Representative ExaminationSeries 99TO
Date: 3/8/2024
Operations Professional ExaminationFINRA
Current Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REALTA EQUITIES, INC.
CRD#: 23769Wilmington, DE 19801TRUST BUT VERIFY
Monitor Terra Allen
Get automatic monthly alerts on: