MW
Michael T. Watson
DISRUPTIVE TECHNOLOGY ADVISERS LLC
Germantown, TN
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CRD#: 7464745
MW
Professional summary
Michael Todd Watson, who also goes by Todd Watson, is a registered financial advisor currently at DISRUPTIVE TECHNOLOGY ADVISERS LLC located in Germantown, Tennessee.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Michael has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Todd Watson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ARMSTRONG TRANSFER & STORAGE CO., INC. / ARMSTRONG RELOCATION COMPANY, MEMPHIS - CEO AND BOARD MEMBER. 06/1996 TO PRESENT. NOT INVESTMENT RELATED. DUTIES INCLUDE OVERSIGHT AND MANAGEMENT, MAINTAINING BANKING RELATIONS AND MANAGEMENT OF LEADERSHIP TEAM. 3927 WINCHESTER ROAD, MEMPHIS, TN 38118. 50% OF TIME PER MONTH SPENT ON THIS ACTIVITY. THE MAJORITY OF TIME IS DURING SECURITIES TRADING HOURS. 2) UNIGROUP, INC. - BOARD MEMBER. 12/2016 TO PRESENT. NOT INVESTMENT RELATED. DUTIES INCLUDE ATTENDING BOARD MEETINGS. ONE PREMIER DRIVE, FENTON, MO 63026. 3 1/2 DAYS/QUARTER SPENT ON THIS ACTIVITY, MOST DURING SECURITIES TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Todd Watson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 9, 2023 - Present
DISRUPTIVE TECHNOLOGY ADVISERS LLC
RIA
CRD#: 164828
Germantown, TN
Past
November 12, 2021 - November 10, 2022
GULLANE CAPITAL, LLC
RIA
CRD#: 313464
MEMPHIS, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DT
DISRUPTIVE TECHNOLOGY ADVISERS LLC
DISRUPTIVE TECHNOLOGY ADVISERS LLC
CRD#: 164828 / SEC#: 801-116928
RIA
Registered Investment Advisory firm - (7/9/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(8/9/2023)
Current Firm
DT
DISRUPTIVE TECHNOLOGY ADVISERS LLC
DISRUPTIVE TECHNOLOGY ADVISERS LLC
CRD#: 164828 / SEC#: 801-116928
RIA
Registered Investment Advisory firm - (7/9/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
823 Congress Avenue Suite 300, Austin, TX 78701
Mailing Address
Phone number
(424) 205-6850
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28 |
| AUM (Assets Under Management) | $ 890,712,095 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/27/2023 | ||
| 11/28/2022 |
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| California | ERA - Withdrawn | 6/7/2019 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
