John J. Crowley
Professional summary
John James Crowley III, who also goes by John James Crowley, is a registered financial advisor currently at MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. located in Mobile, Alabama.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. John has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John James Crowley III's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 10, 2021 - Present
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC.
Primary Firm SEC Registration
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC.
CRD#: 138240 / SEC#: 801-65005
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/10/2021)
Current Firm
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC.
CRD#: 138240 / SEC#: 801-65005
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,176 |
| AUM (Assets Under Management) | $ 2,266,674,940 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/14/2025 | ||
| 02/08/2024 | ||
| 06/30/2023 | ||
| 08/11/2022 |
Red Flags
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