Benjamin Gajardo

GAJARDO WEALTH MANAGEMENT LLC

AMERICAN FORK, UT

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CRD#: 7464016

Professional summary

Benjamin Gajardo is a registered financial advisor currently at GAJARDO WEALTH MANAGEMENT LLC located in American Fork, Utah.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Benjamin has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Gajardo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 4, 2024 - Present

GAJARDO WEALTH MANAGEMENT LLC

RIA

CRD#: 330711

AMERICAN FORK, UT

Past

June 28, 2023 - February 26, 2024

OLYMPUS WEALTH MANAGEMENT, LLC

RIA

CRD#: 173715

COTTONWOOD HEIGHTS, UT

Past

January 4, 2022 - May 8, 2023

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Provo, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(6/18/2024)

IAR

Utah
(6/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/4/2022

Uniform Investment Adviser Law Examination

Current Firm

GAJARDO WEALTH MANAGEMENT LLC

CRD#: 330711 / SEC#:

Nevada

Registered Investment Advisory firm - (6/17/2024 Approved)

Utah

Registered Investment Advisory firm - (6/3/2024 Approved)

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Contact information

Main Address

American Fork, UT

Mailing Address

Phone number

(801) 391-5176

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	32
AUM (Assets Under Management)	$ 3,008,891

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin Gajardo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Gajardo's CRS (Customer Relationship Summary).

Certified licenses

Experience

GAJARDO WEALTH MANAGEMENT LLC

OLYMPUS WEALTH MANAGEMENT, LLC

COMMONWEALTH FINANCIAL NETWORK

State Registrations and Notice Filings

Exams

Series 65

Date: 1/4/2022

Current Firm

GAJARDO WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GAJARDO WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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