SY
Safieh Yazdi Nodooshani
T. ROWE PRICE ASSOCIATES
San Francisco, CA 94104
Some features on this profile are disabled
CRD#: 7463759
SY
Professional summary
Safieh Yazdi Nodooshani, who also goes by Safieh Mcwilliams, Sophie Mcwilliams, Safieh Yazdi, Sophie Yazdi, is a registered financial advisor currently at T. ROWE PRICE ASSOCIATES, INC. located in San Francisco, California and T. ROWE PRICE INVESTMENT SERVICES, INC. located in San Francisco, California.
Safieh is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Safieh has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Safieh Mcwilliams | Sophie Mcwilliams | Safieh Yazdi | Sophie Yazdi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Tops Pizza Ltd, Not investment relate, Unit 12 Gateway Ind. Estate,Hythe road, London NW10 6RJ, UK - Family owned private business owning and operating multiple Pizza outlets. Minority sharholder (1%) and Secretary. Start date approx1990. I am not actively involved in the business and spend less than 10 hours a year on it 2) FORBIC LTD; NOT INVESTMENT RELATED; LONDON, UK; REAL ESTATE; DIRECTOR/CONSULTANT; FEB 2001; 1 HOUR PER MONTH, 0 DURING TRADING; CONSULTATION/BUSINESS GUIDANCE
CRS (Client Relationship Summary) - RIA
Click below to view Safieh Yazdi Nodooshani's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 14, 2022 - Present
T. ROWE PRICE ASSOCIATES, INC.
Office #1: 333 Bush St Suite 2550, San Francisco, CA 94104RIA
CRD#: 105496
San Francisco, CA
Current
January 31, 2022 - Present
T. ROWE PRICE INVESTMENT SERVICES, INC.
Office #1: 333 Bush Street Suite 2550, San Francisco, CA 94104BD
CRD#: 8348
San Francisco, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
T. ROWE PRICE ASSOCIATES, INC.
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
RIA
Registered Investment Advisory firm - (3/29/1947 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/15/2022)
RR
Alaska(3/15/2022)
RR
Arizona(3/15/2022)
RR
Arkansas(3/15/2022)
IAR
California(3/14/2022)
RR
California(3/15/2022)
RR
Colorado(3/15/2022)
RR
Connecticut(3/15/2022)
RR
Delaware(3/15/2022)
RR
District of Columbia(3/15/2022)
RR
Florida(3/15/2022)
RR
Georgia(3/15/2022)
RR
Hawaii(3/15/2022)
RR
Idaho(3/15/2022)
RR
Illinois(3/15/2022)
RR
Indiana(3/15/2022)
RR
Iowa(3/15/2022)
RR
Kansas(3/15/2022)
RR
Kentucky(3/15/2022)
RR
Louisiana(3/15/2022)
RR
Maine(3/15/2022)
RR
Maryland(3/15/2022)
RR
Massachusetts(3/15/2022)
RR
Michigan(3/15/2022)
RR
Minnesota(3/15/2022)
RR
Mississippi(3/15/2022)
RR
Missouri(3/15/2022)
RR
Montana(3/15/2022)
RR
Nebraska(3/15/2022)
RR
Nevada(3/15/2022)
RR
New Hampshire(3/15/2022)
RR
New Jersey(3/15/2022)
RR
New Mexico(3/15/2022)
RR
New York(3/15/2022)
RR
North Carolina(3/15/2022)
RR
North Dakota(3/15/2022)
RR
Ohio(3/15/2022)
RR
Oklahoma(3/15/2022)
RR
Oregon(3/15/2022)
RR
Pennsylvania(3/15/2022)
RR
Puerto Rico(3/15/2022)
RR
Rhode Island(3/15/2022)
RR
South Carolina(3/15/2022)
RR
South Dakota(3/15/2022)
RR
Tennessee(3/15/2022)
RR
Texas(3/15/2022)
RR
Utah(3/15/2022)
RR
Vermont(3/15/2022)
RR
Virgin Islands(3/15/2022)
RR
Virginia(3/15/2022)
RR
Washington(3/15/2022)
RR
West Virginia(3/15/2022)
RR
Wisconsin(3/15/2022)
RR
Wyoming(3/15/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/31/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
T. ROWE PRICE ASSOCIATES, INC.
T. ROWE PRICE ASSOCIATES, INC.
CRD#: 105496 / SEC#: 801-856
RIA
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Contact information
Main Address
1307 Point Street, Baltimore, MD 21231
Mailing Address
Phone number
(410) 345-2000
Established
Firm type
Fiscal year end
# of Employees
3,947
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,924 |
| AUM (Assets Under Management) | $ 1,934,233,243,730 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
