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Srinivasa Rao V. Katragadda

VIVCAP LLC
Cumming, GA
Some features on this profile are disabled
CRD#: 7463639
SK

Professional summary


Srinivasa Rao Venkata Katragadda, who also goes by Srini Katragadda, Srinivasa Rao Venkata Kattragadda, is a registered financial advisor currently at VIVCAP LLC located in Cumming, Georgia.

Srinivasa Rao is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Srinivasa Rao has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Srini Katragadda | Srinivasa Rao Venkata Kattragadda

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name of the other business: Softoholic Systems, LLC; Not investment-related; Address of the other business: 1785 Westmoorland Lane, Cumming; GA 30041; Title: President; Start date: 09/2003; Approx no. of hours/month: 16; No time spent during trading hours; Duties: Advise on software design and development.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Srinivasa Rao Venkata Katragadda's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 19, 2021 - Present

VIVCAP LLC

RIA
CRD#: 317240
Cumming, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Georgia
(1/4/2022)
IAR
Ohio
(11/1/2024)
IAR
Texas
(11/19/2021)

Exams


State Security Law Exam
IAR
Series 65
Date: 10/22/2021
Uniform Investment Adviser Law Examination

Current Firm


VL
VIVCAP LLC
VIVCAP LLC

CRD#: 317240 / SEC#:

Georgia
Registered Investment Advisory firm - (1/4/2022 Approved)
Ohio
Registered Investment Advisory firm - (11/1/2024 Approved)
Texas
Registered Investment Advisory firm - (11/19/2021 Conditional Restricted)
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Contact information


Main Address
Cumming, GA
Mailing Address
Phone number
(678) 982-4405
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts50
AUM (Assets Under Management)$ 23,285,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VIVCAP LLC

CRD#: 317240Cumming, GA

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