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Michael E. Bookhardt

AFFLUENCE ADVISORY LLC
Mount Holly, NC
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CRD#: 7463481
MB

Professional summary


Michael Edward Bookhardt, who also goes by Michael Bookhardt, is a registered financial advisor currently at AFFLUENCE ADVISORY LLC located in Mount Holly, North Carolina.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Michael has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Michael Bookhardt

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. AFFLUENCE ADVISORY, LLC (INVESTMENT-RELATED) MANAGING MEMBER MOUNT HOLLY, NC 28120 START: 08/2023 INVESTMENT ADVISOR ~200 HOURS/MONTH 2. SIB GENERAL CONTRACTORS, LLC (NON-INVESTMENT RELATED) MANAGING MEMBER MOUNT HOLLY, NC 28120 START: 3/2006 GENERAL BUSINESS ~10 HOURS/MONTH

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael Edward Bookhardt's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 29, 2024 - Present

AFFLUENCE ADVISORY LLC

RIA
CRD#: 328805
Mount Holly, NC
Past

February 25, 2022 - June 3, 2022

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
CHARLOTTE, NC

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
North Carolina
(1/29/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 12/21/2024
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/25/2022
General Securities Representative Examination
General Industry/Product Exam

Current Firm


AA
AFFLUENCE ADVISORY LLC
AFFLUENCE ADVISORY LLC

CRD#: 328805 / SEC#:

North Carolina
Registered Investment Advisory firm - (1/29/2024 Approved)
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Contact information


Main Address
Mount Holly, NC
Mailing Address
Phone number
(980) 320-3892
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AFFLUENCE ADVISORY LLC

CRD#: 328805Mount Holly, NC

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