Sarah Fitzgerald

NORTHFORK ADVISORS

BOZEMAN, MT 59715

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CRD#: 7463277

Professional summary

Sarah Fitzgerald is a registered financial advisor currently at NORTHFORK ADVISORS located in Bozeman, Montana.

Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Sarah has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since June of 2021, I have been working in operations at NorthFork Financial LLC (NorthFork), a registered investment advisor. In November 2021, I took and passed the Series 65 exam and became a register advisor representative with NorthFork. In January of 2022, I became a Partner and Advisor. NorthFork and 45North share the same office address: 201 South Wallace Ave., Suite B3F, Bozeman, MT 59715. I spend approximately 155 hours/month performing my duties at NorthFork, all during securities trading hours. I oversee the day-to-day operations of the firm and provide investment and financial planning advise to our clients.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Fitzgerald's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 23, 2021 - Present

NORTHFORK ADVISORS

Office #1: 201 S. Wallace Ave. Suite B3f, Bozeman, MT 59715

RIA

CRD#: 159781

BOZEMAN, MT

Past

May 26, 2022 - January 28, 2025

45NORTH PARTNERS

RIA

CRD#: 304921

Bozeman, MT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Montana
(11/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/22/2021

Uniform Investment Adviser Law Examination

Current Firm

NORTHFORK ADVISORS

NORTHFOLK FINANCIAL LLC | NORTHFORK FINANCIAL LLC | NORTHFORK ADVISORS

CRD#: 159781 / SEC#:

Montana

Registered Investment Advisory firm - (12/2/2011 Approved)

Wyoming

Registered Investment Advisory firm - (11/21/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

201 South Wallace Avenue Suite B3f, Bozeman, MT 59715

Mailing Address

P.o. Box 965, Bozeman, MT 59771

Phone number

(406) 579-0334

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	487
AUM (Assets Under Management)	$ 92,013,623

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sarah Fitzgerald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Fitzgerald's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHFORK ADVISORS

45NORTH PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 11/22/2021

Current Firm

NORTHFORK ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORTHFORK ADVISORS

TRUST BUT VERIFY

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