KK
Kenan C. Kurtz
CONCORDE FINANCIAL RESOURCES
YORK, SC 29745
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CRD#: 7462722
KK
Professional summary
Kenan Christian Kurtz, who also goes by Kenan Kurtz, is a registered financial advisor currently at CONCORDE FINANCIAL RESOURCES located in York, South Carolina and WESTMINSTER FINANCIAL SECURITIES, INC. located in Wilkesboro, North Carolina.
Kenan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Kenan has worked at 2 firms and has passed the Series 66, Series 7TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kenan Kurtz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kenan Christian Kurtz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2023 - Present
CONCORDE FINANCIAL RESOURCES
Office #1: 12b N. Congress Street, York, SC 29745RIA
CRD#: 117836
YORK, SC
Current
September 8, 2022 - Present
WESTMINSTER FINANCIAL SECURITIES, INC.
Office #1: 1836 West Us Highway 421, Wilkesboro, NC 28697BD
CRD#: 20677
Wilkesboro, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CONCORDE FINANCIAL RESOURCES
CONCORDE FINANCIAL RESOURCES | CONCORDE FINANCIAL RESOURCES, LLC | CONCORDE FINANCIAL RESOURCES I INC.
CRD#: 117836 / SEC#: 801-113094
RIA
Registered Investment Advisory firm - (4/25/2018 Approved)Florida
Registered Investment Advisory firm - (4/30/2018 Terminated)North Carolina
Registered Investment Advisory firm - (4/30/2018 Terminated)South Carolina
Registered Investment Advisory firm - (4/30/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/17/2023)
RR
Florida(1/17/2023)
RR
Kentucky(1/17/2023)
RR
Maine(1/17/2023)
RR
Maryland(1/17/2023)
RR
Massachusetts(1/17/2023)
RR
Michigan(1/17/2023)
RR
New Mexico(1/17/2023)
RR
North Carolina(12/19/2022)
IAR
North Carolina(1/17/2023)
RR
Ohio(1/17/2023)
RR
Pennsylvania(1/17/2023)
IAR
Pennsylvania(1/17/2023)
RR
South Carolina(1/17/2023)
IAR
South Carolina(1/17/2023)
RR
Texas(1/17/2023)
IAR
Texas(1/17/2023)
RR
Virginia(1/17/2023)
RR
Washington(1/17/2023)
RR
West Virginia(1/17/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/8/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CONCORDE FINANCIAL RESOURCES
CONCORDE FINANCIAL RESOURCES | CONCORDE FINANCIAL RESOURCES, LLC | CONCORDE FINANCIAL RESOURCES I INC.
CRD#: 117836 / SEC#: 801-113094
RIA
Registered Investment Advisory firm - (4/25/2018 Approved)Florida
Registered Investment Advisory firm - (4/30/2018 Terminated)North Carolina
Registered Investment Advisory firm - (4/30/2018 Terminated)South Carolina
Registered Investment Advisory firm - (4/30/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
12b N. Congress Street, York, SC 29745
Mailing Address
Phone number
(336) 838-4100
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 515 |
| AUM (Assets Under Management) | $ 211,197,002 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CONCORDE FINANCIAL RESOURCES
CRD#: 117836York, SC 29745TRUST BUT VERIFY
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