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GH

Gregory Hauw

OHANAE SECURITIES LLC
New York, NY 10036
Some features on this profile are disabled
CRD#: 7462004
GH

Professional summary

Gregory Hauw is a registered financial professional currently at OHANAE SECURITIES LLC located in New York, New York.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 2025. Gregory has worked at 1 firm and has passed the Series 82TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Hauw's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 20, 2025 - Present

OHANAE SECURITIES LLC

Office #1: 1460 Broadway, New York, NY 10036
BD
CRD#: 304656
New York, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 82TO
Date: 3/3/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 8/5/2021
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/18/2025
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

OS
OHANAE SECURITIES LLC
OHANAE SECURITIES LLC | QUICKSILVER SECURITIES LLC

CRD#: 304656 / SEC#: , 8-70389

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
1460 Broadway, New York, NY 10036
Mailing Address
1460 Broadway, New York, NY 10036
Phone number
(212) 796-1531
Established
New York since 06/19/2019
Firm type
Limited Liability Company
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
OHANAE INC.MEMBER
ROTHENBERG, SHARI PFINOP6590875
VERDONE, JAMES JOSEPHCEO/CCO2581251

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OHANAE SECURITIES LLC

CRD#: 304656New York, NY 10036

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