PB
Parker J. Briggs
TETON WEALTH GROUP LLC
Murray, UT 84107
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CRD#: 7461977
PB
Professional summary
Parker J Briggs is a registered financial advisor currently at TETON WEALTH GROUP LLC located in Murray, Utah.
Parker is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Parker has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Parker J Briggs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 11, 2023 - Present
TETON WEALTH GROUP LLC
Office #1: 764 E Winchester St. #100, Murray, UT 84107RIA
CRD#: 311230
Murray, UT
Past
January 19, 2023 - June 7, 2023
MORGAN STANLEY
BD
CRD#: 149777
Sandy, UT
Past
March 21, 2022 - June 7, 2023
E*TRADE SECURITIES LLC
BD
CRD#: 29106
SANDY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TETON WEALTH GROUP LLC
GENWEALTH ADVISORY GROUP | TETON WEALTH GROUP LLC | TETON WEALTH GROUP
CRD#: 311230 / SEC#: 801-128312
RIA
Registered Investment Advisory firm - (7/31/2023 Approved)Arizona
Registered Investment Advisory firm - (10/11/2023 Terminated)California
Registered Investment Advisory firm - (11/10/2023 Terminated)Idaho
Registered Investment Advisory firm - (10/30/2023 Terminated)Nevada
Registered Investment Advisory firm - (10/11/2023 Terminated)Utah
Registered Investment Advisory firm - (10/13/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Utah(10/11/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/21/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
TW
TETON WEALTH GROUP LLC
GENWEALTH ADVISORY GROUP | TETON WEALTH GROUP LLC | TETON WEALTH GROUP
CRD#: 311230 / SEC#: 801-128312
RIA
Registered Investment Advisory firm - (7/31/2023 Approved)Arizona
Registered Investment Advisory firm - (10/11/2023 Terminated)California
Registered Investment Advisory firm - (11/10/2023 Terminated)Idaho
Registered Investment Advisory firm - (10/30/2023 Terminated)Nevada
Registered Investment Advisory firm - (10/11/2023 Terminated)Utah
Registered Investment Advisory firm - (10/13/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
764 E Winchester St. #100, Murray, UT 84107
Mailing Address
Phone number
(844) 838-6600
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,975 |
| AUM (Assets Under Management) | $ 165,459,932 |
Red Flags
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