James R. Eagan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Robinson Eagan was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1968. James had worked at 7 firms and has passed the Series 63, Series 5, Series 1, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 1982 - August 9, 1991
EAGAN AND COMPANY, INC.
December 17, 1980 - December 14, 1981
MORGAN STANLEY DW INC.
July 11, 1979 - October 2, 1980
PRUDENTIAL EQUITY GROUP, LLC
September 26, 1978 - January 1, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 18, 1978 - August 15, 1979
LOEB PARTNERS
May 26, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
October 29, 1968 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 6/24/1983
Interest Rate Options ExaminationSeries 1
Date: 10/25/1968
Registered Representative ExaminationCurrent Firm
EAGAN AND COMPANY, INC.
CRD#: 10316 / SEC#: , 8-27084
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
