Dylan J. Purdy

LIBERTY ASSET MANAGEMENT

ALLENTOWN, PA 18103

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CRD#: 7461500

Professional summary

Dylan Justice Purdy is a registered financial advisor currently at LIBERTY ASSET MANAGEMENT located in Allentown, Pennsylvania.

Dylan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Dylan has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dylan Justice Purdy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2026 - Present

LIBERTY ASSET MANAGEMENT

Office #1: 3570 Hamilton Blvd. Suite 301, Allentown, PA 18103

RIA

CRD#: 142094

ALLENTOWN, PA

Past

October 26, 2023 - June 23, 2026

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

SADDLE BROOK, NJ

Past

October 17, 2022 - June 23, 2026

NYLIFE SECURITIES LLC

CRD#: 5167

SADDLE BROOK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIBERTY ASSET MANAGEMENT

LIBERTY ASSET MANAGEMENT | LIBERTY ASSET MANAGEMENT, LLC

CRD#: 142094 / SEC#: 801-132496

RIA

Registered Investment Advisory firm - (7/15/2025 Approved)

Louisiana

Registered Investment Advisory firm - (8/15/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/18/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/15/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(6/30/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/20/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/17/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/17/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/14/2022

Securities Industry Essentials Examination

Current Firm

LIBERTY ASSET MANAGEMENT

LIBERTY ASSET MANAGEMENT | LIBERTY ASSET MANAGEMENT, LLC

CRD#: 142094 / SEC#: 801-132496

RIA

Registered Investment Advisory firm - (7/15/2025 Approved)

Louisiana

Registered Investment Advisory firm - (8/15/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/18/2025 Terminated)

Texas

Registered Investment Advisory firm - (8/15/2025 Terminated)

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Contact information

Main Address

3570 Hamilton Blvd. Suite 301, Allentown, PA 18103

Mailing Address

Phone number

(610) 398-7333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LIBERTY ASSET MANAGEMENT (11/20/2025)

Regulatory assets under management

Total Number of Accounts	572
AUM (Assets Under Management)	$ 136,756,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Dylan J. Purdy

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dylan Justice Purdy's CRS (Customer Relationship Summary).

Certified licenses

Experience

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

Primary Firm SEC Registration

LIBERTY ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 10/20/2023

Series 63

Date: 2/17/2023

Series 7TO

Date: 10/17/2022

SIE

Date: 4/14/2022

Current Firm

LIBERTY ASSET MANAGEMENT

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIBERTY ASSET MANAGEMENT

TRUST BUT VERIFY

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