Jesper M. Pettersen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jesper Marinius Pettersen was a registered financial professional .
Jesper is a previously registered financial professional and started their career in finance in 2021. Jesper had worked at 1 firm and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2021 - September 18, 2025
FEARNLEY SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 2/22/2022
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 12/8/2021
General Securities Representative ExaminationCurrent Firm
FEARNLEY SECURITIES
CRD#: 174133 / SEC#: , 8-69566
Contact information
FINRA licenses (31 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEARNLEY SECURITIES AS | 100% OWNER | |
| BAKKE, CECILIE HELENE | CHIEF COMPLIANCE OFFICER | 7477246 |
| FINK, JASON PETER | PRINCIPAL, CEO | 2550196 |
| HAHNE, PONTUS TORBJORN | MEMBER OF THE BOARD OF DIRECTORS | 7651222 |
| RASMUSSEN, JOACHIM | MEMBER OF THE BOARD OF DIRECTORS | 7498636 |
| ROETHER, CLAUDIUS | INVESTMENT BANKING PRINCIPAL | 7629018 |
| SHAW, ANTHONY | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 7338445 |
| VABO, RIKARD | MEMBER OF THE BOARD OF DIRECTORS | 7253168 |
| WESSEL, PETER | CHAIRMAN OF THE BOARD OF DIRECTORS | 6495105 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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