Alex B. Dirksen

ZEMENICK & WALKER

ST LOUIS, MO 63144

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CRD#: 7460396

Professional summary

Alex Brian Dirksen, who also goes by Alex Dirksen, is a registered financial advisor currently at ZEMENICK & WALKER INC located in St Louis, Missouri.

Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Alex has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Dirksen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Brian Dirksen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2023 - Present

ZEMENICK & WALKER INC

Office #1: 1401 S. Brentwood Blvd., Suite 550, St Louis, MO 63144

RIA

CRD#: 108670

ST LOUIS, MO

Past

December 20, 2021 - June 15, 2022

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ZEMENICK & WALKER INC

CRD#: 108670 / SEC#: 801-55615

RIA

Registered Investment Advisory firm - (6/3/1998 Approved)

Florida

Registered Investment Advisory firm - (3/21/2012 Terminated)

Maryland

Registered Investment Advisory firm - (3/22/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/27/2023)

IAR

Missouri
(1/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/27/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/3/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/20/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/13/2021

Securities Industry Essentials Examination

Current Firm

ZEMENICK & WALKER INC

CRD#: 108670 / SEC#: 801-55615

RIA

Registered Investment Advisory firm - (6/3/1998 Approved)

Florida

Registered Investment Advisory firm - (3/21/2012 Terminated)

Maryland

Registered Investment Advisory firm - (3/22/2012 Terminated)

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Contact information

Main Address

1401 S. Brentwood Blvd., Suite 550, St Louis, MO 63144

Mailing Address

Phone number

(314) 862-5525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ZEMENICK & WALKER, INC. (3/25/2025)

Regulatory assets under management

Total Number of Accounts	256
AUM (Assets Under Management)	$ 2,429,555,523

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Alex B. Dirksen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Brian Dirksen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ZEMENICK & WALKER INC

WELLS FARGO CLEARING SERVICES, LLC

Primary Firm SEC Registration

ZEMENICK & WALKER INC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/27/2023

Series 63

Date: 1/3/2022

Series 7TO

Date: 12/20/2021

SIE

Date: 11/13/2021

Current Firm

ZEMENICK & WALKER INC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ZEMENICK & WALKER INC

TRUST BUT VERIFY

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